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Robert Henry Decker

CRD# 1942037·Registered 1989 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Henry Decker was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1989 - 2015. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

DIGITAL OFFERING LLC·CRD# 166401
BD
Laguna Beach, CA
August 19, 2013 - December 9, 2015
A.G.P. / ALLIANCE GLOBAL PARTNERS·CRD# 8361
BD
Westport, CT
May 5, 2009 - November 6, 2019
JEFFERIES LLC·CRD# 2347
BD
New York, NY
July 28, 2006 - October 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 3, 2006 - July 3, 2006
FINACORP SECURITIES·CRD# 41569
BD
Irvine, CA
September 27, 2004 - January 19, 2005
INTERACTIVE BROKERS CORP.·CRD# 117942
BD
Greenwich, CT
December 18, 2001 - September 30, 2004
COWEN PRIME SERVICES TRADING LLC·CRD# 23857
BD
New York, NY
November 8, 2001 - August 20, 2002
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
Newport Beach, CA
February 18, 2000 - May 21, 2001
JEFFERIES LLC·CRD# 2347
BD
New York, NY
September 15, 1997 - February 14, 2000
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
New York, NY
May 23, 1989 - October 4, 1989

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Current Firm

DO
DIGITAL OFFERING LLC

DIGITAL OFFERING LLC | DIGITAL OFFERING, INC.

CRD#: 166401 / SEC#: 8-69206
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

1461 Glenneyre Street Suite D, Laguna Beach, CA 92651

Mailing Address

1461 Glenneyre Street Suite D, Laguna Beach, CA 92651

Phone Number

(949) 300-2240

Established

Delaware since 07/13/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAMBRIA ASSET MANAGEMENT, LLCOWNER—
MCBEAN, WILLIAM GORDONCHAIRMAN, CEO, CFO1901190
PHILBRICK, SHANE ROBERTCCO4584693
CRUTTENDEN, CHRISTOPHER LOUECHIEF TECHNOLOGY OFFICER—
VIGLIAROLO, JOSEPH CHARLESFINOP4880434

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1999

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2004About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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