William W. Crozier

WESTMINSTER FINANCIAL ADVISORY CORP

Medina, OH 44256

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CRD#: 1941979

Professional summary

William Warren Crozier JR, who also goes by Bill Crozier, William W Crozier Jr, William Warren Crozier, is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Medina, Ohio and WESTMINSTER FINANCIAL SECURITIES, INC. located in Medina, Ohio.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. William has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Crozier | William W Crozier Jr | William Warren Crozier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WILLIAM CROZIER 3637 MEDINA ROAD, SUITE 334 RESERVE PARK I MEDINA, OH 44256 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFER AND SERVICE FIXED INSURANCE PRODUCTS SUCH AS FIXED AND INDEXED ANNUITIES, HEALTH, DISABILITY, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE START DATE: 11/10/2017 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Warren Crozier JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2024 - Present

WESTMINSTER FINANCIAL ADVISORY CORP

Office #1: 3637 Medina Rd. Suie 334, Medina, OH 44256

RIA

CRD#: 110283

Medina, OH

Current

August 27, 2024 - Present

WESTMINSTER FINANCIAL SECURITIES, INC.

Office #1: 3637 Medina Rd. Suite 334, Medina, OH 44256

CRD#: 20677

Medina, OH

Past

November 13, 2017 - August 29, 2024

OSAIC FA, INC.

RIA

CRD#: 3978

MEDINA, OH

Past

November 10, 2017 - August 29, 2024

OSAIC FA, INC.

CRD#: 3978

MEDINA, OH

Past

March 23, 2011 - November 13, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Medina, OH

Past

March 18, 2011 - November 13, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

Medina, OH

Past

December 9, 2005 - March 22, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BROADVIEW HEIGHTS, OH

Past

December 18, 2003 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

BROADVIEW HEIGHTS, OH

Past

December 18, 2003 - March 22, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BROADVIEW HEIGHTS, OH

Past

May 29, 2001 - January 2, 2004

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

CLEVELAND, OH

Past

April 15, 1996 - January 2, 2004

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

September 12, 1995 - February 23, 1996

AMFIN INVESTMENT SERVICES, INC.

CRD#: 13945

CLEVELAND, OH

Past

September 5, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

September 5, 1989 - October 6, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTMINSTER FINANCIAL ADVISORY CORP

CRD#: 110283 / SEC#: 801-29690

RIA

Registered Investment Advisory firm - (6/15/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/27/2024)

Florida
(8/27/2024)

Indiana
(8/27/2024)

IAR

Indiana
(8/29/2024)

Maine
(8/27/2024)

IAR

Maine
(8/28/2024)

Maryland
(8/27/2024)

Nevada
(8/27/2024)

IAR

Nevada
(9/4/2024)

North Carolina
(8/27/2024)

IAR

North Carolina
(8/30/2024)

Ohio
(8/27/2024)

IAR

Ohio
(8/29/2024)

Pennsylvania
(8/27/2024)

South Carolina
(8/27/2024)

Texas
(8/27/2024)

IAR

Texas
(8/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/8/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/1/1989

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

WESTMINSTER FINANCIAL ADVISORY CORP

CRD#: 110283 / SEC#: 801-29690

RIA

Registered Investment Advisory firm - (6/15/1987 Approved)

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Contact information

Main Address

50 Chestnut Street Suite A-400, Beavercreek, OH 45440

Mailing Address

Phone number

(937) 898-5010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTMINSTER FINANCIAL ADVISORY CORP. ADV PART 2 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,255
AUM (Assets Under Management)	$ 1,224,901,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2024	Cover Page	Report
02/26/2024	Cover Page	Report
12/09/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William W. Crozier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Warren Crozier JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTMINSTER FINANCIAL SECURITIES, INC.

OSAIC FA, INC.

OSAIC FA, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

AMFIN INVESTMENT SERVICES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

WESTMINSTER FINANCIAL ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 11/8/2012

SIE

Date: 10/1/2018

Series 6

Date: 9/1/1989

FINRA

Current Firm

WESTMINSTER FINANCIAL ADVISORY CORP

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WESTMINSTER FINANCIAL ADVISORY CORP

TRUST BUT VERIFY

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