William R. Parrott
THE RETIREMENT PLANNING GROUP
COLORADO SPRINGS, CO
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CRD#: 1941751
Professional summary
William Robert Parrott, CFP® is a registered financial advisor currently at THE RETIREMENT PLANNING GROUP, LLC located in Colorado Springs, Colorado.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7 and Series 8 exams.
Biography
Bill Parrott is the founder and owner of Parrott Wealth Management. Parrott Wealth Management is a fee-only, fiduciary financial planning and investment management firm located in Austin, Texas.
Bill started his investment career in May of 1989 with the investment firm of Spelman & Company in San Diego. In January of 1990, Bill joined Dean Witter Reynolds in Pasadena, California. During his career as a Financial Advisor with Dean Witter (and later Morgan Stanley), he worked in California, Connecticut, and Texas. In 1999 Bill became the Branch Manager for Morgan Stanley in New Haven, Connecticut. In 2003 he moved to Austin, Texas, to manage Morgan Stanley offices in Austin, College Station, and Temple. In 2006 Bill was hired as a Co-Branch Manager and Financial Consultant for A.G. Edwards & Sons in Austin, Texas. In 2008 Bill joined the Executive Services Division for Charles Schwab.
Bill earned his Bachelor of Business Administration from the University of San Diego (USD) in 1988. While at USD, he was an active member of the varsity football team and the Sigma Chi fraternity. Bill has been married to his wife Tonya for 27 years, and they have one daughter.
In 2003 Bill obtained the Certified Financial Planner designation.
Bill enjoys reading, walking, fly-fishing, and hiking. In 2011 Bill ran and finished the Boston Marathon.
Bill currently volunteers his time with the Austin Christian Fellowship Church. An active member of Austin Christian Fellowship Bill has participated in several local and international mission trips, including Haiti, Nicaragua, and Mexico. He has also volunteered with the children and youth ministries.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Retirement Income Management
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Insurance Agent, not investment related. 6500 River Place Blvd., Bldg. 7, Suite 250, Austin TX 78730, Insurance business. Less than 1 hour a month, zero hours worked during security trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view William Robert Parrott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
September 11, 2024 - Present
THE RETIREMENT PLANNING GROUP, LLC
RIA
CRD#: 129625
COLORADO SPRINGS, CO
Past
September 28, 2015 - September 17, 2024
PARROTT WEALTH MANAGEMENT, LLC
RIA
CRD#: 277121
COLORADO SPRINGS, CO
Past
April 30, 2008 - October 1, 2015
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
AUSTIN, TX
Past
April 30, 2008 - October 1, 2015
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
AUSTIN, TX
Past
January 1, 2008 - April 8, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
AUSTIN, TX
Past
January 1, 2008 - April 8, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
AUSTIN, TX
Past
August 18, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
AUSTIN, TX
Past
August 18, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
AUSTIN, TX
Past
November 2, 1995 - August 22, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
AUSTIN, TX
Past
January 13, 1990 - August 22, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
AUSTIN, TX
Past
April 18, 1989 - November 28, 1989
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
THE RETIREMENT PLANNING GROUP, LLC
THE RETIREMENT PLANNING GROUP, INC. | THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
RIA
Registered Investment Advisory firm - (1/16/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(9/11/2024)
IAR
Kansas(9/11/2024)
IAR
Texas(9/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/27/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TR
THE RETIREMENT PLANNING GROUP, LLC
THE RETIREMENT PLANNING GROUP, INC. | THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
RIA
Registered Investment Advisory firm - (1/16/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211
Mailing Address
Phone number
(913) 498-8898
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,295 |
| AUM (Assets Under Management) | $ 4,008,879,250 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 11/27/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
