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Christopher Theodore Nagy

CRD# 1941133·Registered 1989 - 2014
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Theodore Nagy was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1989 - 2014. Christopher had worked at 16 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

BARDOWN CAPITAL LLC·CRD# 158970
BD
Old Tappan, NJ
May 5, 2014 - September 24, 2014
BAYES CAPITAL LLC·CRD# 159644
BD
Old Tappan, NJ
April 16, 2014 - September 24, 2014
BELLEVUE CHICAGO, LLC·CRD# 106069
BD
Chicago, IL
September 2, 2009 - May 27, 2010
TD WATERHOUSE CAPITAL MARKETS, INC.·CRD# 116757
BD
Bellevue, NE
August 29, 2006 - August 10, 2007
NATIONAL INVESTOR SERVICES CORP.·CRD# 39410
BD
Bellevue, NE
April 19, 2006 - August 2, 2007
TD AMERITRADE, INC.·CRD# 7870
BD
Bellevue, NE
April 19, 2006 - May 31, 2012
AMERITRADE NORTHWEST, INC.·CRD# 10215
BD
Portland, OR
January 12, 2004 - May 26, 2004
ICAPITAL MARKETS LLC·CRD# 5209
BD
Omaha, NE
September 10, 2002 - August 18, 2003
DATEK ONLINE FINANCIAL SERVICES LLC·CRD# 36807
BD
Jersey City, NJ
September 9, 2002 - September 10, 2002
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Bellevue, NE
October 13, 1999 - May 31, 2012
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Saint Paul, MN
January 4, 1993 - July 30, 1999
MARQUETTE FINANCIAL SERVICES, INC.·CRD# 17109
BD
September 21, 1992 - January 5, 1993
MJK CLEARING, INC.·CRD# 8678
BD
Minneapolis, MN
February 22, 1991 - September 17, 1992
LAWSON FINANCIAL CORPORATION·CRD# 15261
BD
Phoenix, AZ
March 28, 1990 - October 17, 1990
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
April 18, 1989 - September 26, 1989
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
April 18, 1989 - September 26, 1989

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Current Firm

BC
BARDOWN CAPITAL LLC

BARDOWN CAPITAL LLC | BAYES CAPITAL MARKETS LLC

CRD#: 158970 / SEC#: 8-68953
BD
Terminated by SEC on 07/27/2019

Contact Information

Established

Delaware since 07/08/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
G2 INVESTMENT FUND LLCMANAGING MEMBER—
MARKET MEMORY TRADING, LLCMEMBER—
SANZONE, DOUGLAS ARTHURCEO , CCO AND MEMBER1646194
BCTWO LLCMEMBER—
GERACI, JOHN CHARLESCHIEF OPERATING OFFICER1365684
MORRISSEY, MATTHEW PAULMEMBER2971073
RANKEL, WILLIAM EDWINFINOP2074785

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1989About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 1998

Series 7 — General Securities Representative Examination

Passed Apr 1989About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2008About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2006About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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