Christopher T. Nagy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Theodore Nagy was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 16 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - September 24, 2014
BARDOWN CAPITAL LLC
April 16, 2014 - September 24, 2014
BAYES CAPITAL LLC
September 2, 2009 - May 27, 2010
BELLEVUE CHICAGO, LLC
August 29, 2006 - August 10, 2007
TD WATERHOUSE CAPITAL MARKETS, INC.
April 19, 2006 - August 2, 2007
NATIONAL INVESTOR SERVICES CORP.
April 19, 2006 - May 31, 2012
TD AMERITRADE, INC.
January 12, 2004 - May 26, 2004
AMERITRADE NORTHWEST, INC.
September 10, 2002 - August 18, 2003
ICAPITAL MARKETS LLC
September 9, 2002 - September 10, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
October 13, 1999 - May 31, 2012
TD AMERITRADE CLEARING, INC.
January 4, 1993 - July 30, 1999
U.S. BANCORP INVESTMENTS, INC.
September 21, 1992 - January 5, 1993
MARQUETTE FINANCIAL SERVICES, INC.
February 22, 1991 - September 17, 1992
MJK CLEARING, INC.
March 28, 1990 - October 17, 1990
LAWSON FINANCIAL CORPORATION
April 18, 1989 - September 26, 1989
IDS LIFE INSURANCE COMPANY
April 18, 1989 - September 26, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/28/1998
Limited Representative-Equity Trader ExamCurrent Firm
BARDOWN CAPITAL LLC
CRD#: 158970 / SEC#: , 8-68953
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
