Adam E. Frieman
Professional summary
Adam Eric Frieman, who also goes by Adam Frieman, is a registered financial professional currently at YOUNG AMERICA CAPITAL, LLC located in Mamaroneck, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1989. Adam has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Eric Frieman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2026 - Present
YOUNG AMERICA CAPITAL, LLC
Office #1: 141 East Boston Post Road, Mamaroneck, NY 10543June 7, 2024 - April 7, 2025
ETICO PARTNERS, LLC
November 20, 2015 - July 27, 2017
UBS FINANCIAL SERVICES INC.
June 25, 2015 - July 27, 2017
UBS FINANCIAL SERVICES INC.
April 2, 2012 - December 9, 2014
OLYMPUS SECURITIES, LLC
October 14, 2010 - March 20, 2012
HALCYON CABOT PARTNERS, LTD.
April 26, 2010 - October 15, 2010
BASIS FINANCIAL, LLC
March 28, 2007 - October 5, 2010
PROBITAS FUNDS GROUP, LLC
May 4, 1995 - March 30, 2007
UBS SECURITIES LLC
April 28, 1989 - March 8, 1994
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/7/2024
General Securities Representative ExaminationFINRA
Current Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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