Brent C. Eugenides
CETERA INVESTMENT ADVISERS LLC
MONROE, CT 06468
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CRD#: 1938912
Professional summary
Brent Christopher Eugenides, CFP®, who also goes by Brent C Eugenides, Brent Eugenides, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Monroe, Connecticut and CETERA WEALTH SERVICES, LLC located in Monroe, Connecticut.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Brent has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brent C Eugenides | Brent Eugenides
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOHN CULHANE CPA POSITION: Administrative associate tax planning NATURE: I will help John with his client tax planning needs, meet with them to provide any administrative office work that may be required. Typical activities include updating tax planning documents, tax planning meeting notes, following up on items requested from the client, other related back office duties. He pays me as an independent consultant 1099. I do not do tax preparation. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/14/2023 ADDRESS: 755 Main Street, Bldg 4 Unit 1A, Monroe CT 06468, United States DESCRIPTION: Client sometimes need to get advice on tax planning and come to John for advice. I help with some administrative work, coordinating with John and his client, support, and administrative in nature. John is the CPA and is providing the counsel. 2) THAMES RIVER HERITAGE PARK FOUNDATION POSITION: Treasurer NATURE: Volunteer non paid for this non profit entity that helps promote historic sites along the Thames river communities in Eastern CT.The park draws together historical and contemporary sites, communities and institutions on both sides of the river where visitors may experience the region's many heritage attractions. Four anchors--Fort Trumbull State Park, Fort Griswold Battlefield State Park, Submarine Force Museum, and soon the National Coast Guard Museum--provide visitor services. The anchors and many smaller park sites are tied together by a water taxi system that allows visitors to experience the Thames River itself as the heart of the region.? INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2017 ADDRESS: PO Box 851, New London CT 06320, United States DESCRIPTION: Treasurer , report to board monthly, budget and spending activities, oversee bookkeeping that is done by an outsider bookkeeper, pay bills. 3) BE FINANCIAL LLC POSITION: Managing Member NATURE: New Consulting service business for business owners assisting in their planning to sell and or prepare the business for eventual transition. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 02/20/2023 ADDRESS: 8 Wright St Suite 107, Westport CT 06880, United States DESCRIPTION: Consultant interviewing and forming strategic planning with business owners, and their executive teams. Providing advice, and conducting analysis of the business to create and form 1-2 year strategic plans that help improve the selling value of the business. Not involved in M&A transaction or process work. We provide valuation assessment and guidance to business owners on how to improve their business operationally to help build value. We do not get involved in M&A activities like structuring, or investment banking, brokering transactions. Our valuations are used to help business owners spot areas of weakness they need to address to increase the value of their business.?
CRS (Client Relationship Summary) - RIA
Click below to view Brent Christopher Eugenides's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 755 Main Street Bldg 4 Unit 1a, Monroe, CT 06468Office #3: 15 Chesterfield Rd Suite 201, East Lyme, CT 06333RIA
CRD#: 105644
MONROE, CT
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 755 Main Street Bldg 4 Unit 1a, Monroe, CT 06468Office #2: 15 Chesterfield Rd Suite 201, East Lyme, CT 06333BD
CRD#: 13572
Monroe, CT
Past
March 18, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Monroe, CT
Past
March 4, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Monroe, CT
Past
April 19, 2023 - March 29, 2024
BLUEPRINT FINANCIAL ADVISORS
RIA
CRD#: 315570
Groton, CT
Past
August 28, 2015 - April 19, 2023
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Monroe, CT
Past
August 25, 2015 - April 19, 2023
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Monroe, CT
Past
March 7, 2014 - March 23, 2015
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
MADISON, CT
Past
January 30, 2014 - March 23, 2015
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MADISON, CT
Past
September 22, 2010 - February 1, 2013
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WARWICK, RI
Past
September 21, 2010 - February 1, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WARWICK, RI
Past
April 17, 2008 - October 11, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
NORTH HAVEN, CT
Past
March 4, 2008 - October 11, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
NORTH HAVEN, CT
Past
September 17, 2007 - April 3, 2008
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GROTON, CT
Past
May 24, 2005 - September 12, 2007
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
GROTON, CT
Past
February 9, 2005 - May 18, 2005
WRP INVESTMENTS, INC.
BD
CRD#: 7365
YOUNGSTOWN, OH
Past
May 12, 2004 - December 31, 2004
WRP INVESTMENTS, INC.
BD
CRD#: 7365
YOUNGSTOWN, OH
Past
February 14, 2001 - May 13, 2004
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
BOSTON, MA
Past
June 14, 2000 - March 2, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 14, 2000 - March 2, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
May 25, 1999 - August 1, 2000
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
BOSTON, MA
Past
March 18, 1999 - June 7, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 18, 1999 - June 7, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
December 22, 1998 - March 31, 1999
HARVEST CAPITAL LLC
BD
CRD#: 35723
WETHERSFIELD, CT
Past
June 1, 1998 - October 1, 1998
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
February 3, 1995 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/5/2025)
IAR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Rhode Island(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Monroe, CT 06468TRUST BUT VERIFY
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