Amy E. Reichard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Elizabeth Reichard, who also goes by Amy E Beard, Amy E Reichard, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1989. Amy had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2018 - November 8, 2019
MACQUARIE CAPITAL (USA) INC.
June 12, 2012 - November 28, 2017
BLOOMBERG TRADEBOOK LLC
September 29, 2011 - December 5, 2011
MF GLOBAL INC.
February 6, 2009 - July 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2006 - February 9, 2009
BANC OF AMERICA SECURITIES LLC
March 27, 2006 - August 15, 2006
MERRIMAN CAPITAL, INC.
May 12, 2003 - April 12, 2006
CIBC WORLD MARKETS CORP.
December 4, 1989 - April 15, 2003
GOLDMAN SACHS & CO. LLC
July 13, 1989 - September 9, 1989
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/19/2010
Limited Representative-Equity Trader ExamCurrent Firm
MACQUARIE CAPITAL (USA) INC.
CRD#: 36368 / SEC#: , 8-47198
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | |
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
Red Flags
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