Gloria A. Bohannon

MERCANTILE INVESTMENT ADVISORS

Wichita Falls, TX 76308

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CRD#: 1938011

Professional summary

Gloria Ann Bohannon, who also goes by Gloria A Bohannon, is a registered financial advisor currently at MERCANTILE INVESTMENT ADVISORS located in Wichita Falls, Texas.

Gloria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Gloria has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gloria A Bohannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gloria Ann Bohannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2017 - Present

MERCANTILE INVESTMENT ADVISORS

Office #1: 2700 C Midwestern Parkway, Wichita Falls, TX 76308

RIA

CRD#: 165094

Wichita Falls, TX

Past

March 20, 2003 - April 12, 2006

HERBERT R SMITH INCORPORATED

RIA

CRD#: 105329

WICHITA FALLS, TX

Past

January 11, 1999 - July 10, 2001

AUSTIN ATLANTIC CAPITAL INC.

CRD#: 43981

CORAL GABLES, FL

Past

November 11, 1991 - October 27, 1998

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

April 21, 1989 - September 23, 1991

AVONDALE SECURITIES COMPANY

CRD#: 22706

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCANTILE INVESTMENT ADVISORS

HERBERT R SMITH & COMPANY | MERCANTILE INVESTMENT ADVISORS | MERCANTILE ADVISORS I, LLC | HERBERT R. SMITH & COMPANY

CRD#: 165094 / SEC#: 801-77019

RIA

Registered Investment Advisory firm - (8/15/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/20/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MERCANTILE INVESTMENT ADVISORS

HERBERT R SMITH & COMPANY | MERCANTILE INVESTMENT ADVISORS | MERCANTILE ADVISORS I, LLC | HERBERT R. SMITH & COMPANY

CRD#: 165094 / SEC#: 801-77019

RIA

Registered Investment Advisory firm - (8/15/2012 Approved)

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Contact information

Main Address

901 Indiana Ave Suite 450, Wichita Falls, TX 76301

Mailing Address

Phone number

(940) 723-5565

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV II 2020 (4/3/2025)

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 130,177,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gloria A. Bohannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gloria Ann Bohannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERBERT R SMITH INCORPORATED

AUSTIN ATLANTIC CAPITAL INC.

FIRST FUND DISTRIBUTORS, INC.

AVONDALE SECURITIES COMPANY

Primary Firm SEC Registration

MERCANTILE INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2017

Series 63

Date: 6/16/1989

Series 6

Date: 4/20/1989

Current Firm

MERCANTILE INVESTMENT ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERCANTILE INVESTMENT ADVISORS

TRUST BUT VERIFY

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