Stefan M. Selig

LSH PARTNERS SECURITIES LLC

NEW YORK, NY 10017

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CRD#: 1937360

Professional summary

Stefan M Selig is a registered financial professional currently at LSH PARTNERS SECURITIES LLC located in New York, New York.

Stefan is registered as a RR (Registered Representative) and started their career in finance in 1991. Stefan has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stefan M Selig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2019 - Present

LSH PARTNERS SECURITIES LLC

Office #1: 780 Third Avenue 11th Floor, New York, NY, 10017

CRD#: 284952

NEW YORK, NY

Past

February 21, 2017 - August 29, 2018

CDX ADVISORS

CRD#: 171500

WEST PALM BEACH, FL

Past

January 2, 2009 - June 23, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 29, 1999 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

April 9, 1998 - May 20, 1999

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

September 28, 1994 - April 9, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

July 5, 1991 - March 26, 1992

DRESDNER KLEINWORT WASSERSTEIN, LLC

CRD#: 22068

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/2/2020)

Exams

State Security Law Exam

Series 63

Date: 12/27/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/15/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LSH PARTNERS SECURITIES LLC

ASHWOOD PARTNERS SECURITIES LLC | LSH PARTNERS SECURITIES LLC

CRD#: 284952 / SEC#: , 8-69817

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

780 Third Avenue 11th Floor, New York, NY 10017

Mailing Address

780 Third Avenue 11th Floor, New York, NY 10017

Phone number

(646) 453-5650

Established

Delaware since 05/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LSH PARTNERS LLC	SOLE MEMBER
CHISM, PATRICK ANDREW	CHIEF COMPLIANCE OFFICER	2875421
KEMPNER, JAMES LINDSEY	PRESIDENT	1227912
PREW, RACHEL SAMUELS	VP/ SECRETARY	5967786
SAKOL, DANIEL SCOTT	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2813237

Red Flags

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Firm Stability Insights

Stefan M. Selig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stefan M Selig's CRS (Customer Relationship Summary).

Certified licenses

Experience

CDX ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA SECURITIES LLC

COWEN AND COMPANY

UBS SECURITIES LLC

DRESDNER KLEINWORT WASSERSTEIN, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/27/2019

SIE

Date: 8/29/2018

Series 7

Date: 7/2/1991

Series 24

Date: 2/15/2001

FINRA

Current Firm

LSH PARTNERS SECURITIES LLC

Contact information

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LSH PARTNERS SECURITIES LLC

TRUST BUT VERIFY

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