MP
Michael P. Pallozzi
HFM INVESTMENT ADVISORS
Glassboro, NJ 08028
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CRD#: 1936691
MP
Professional summary
Michael Paul Pallozzi, AIF® is a registered financial advisor currently at HFM INVESTMENT ADVISORS, LLC located in Glassboro, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Michael P Pallozzi is an insurance agent and may engage in insurance product sales with our clients, for which he will receive additional compensation. Any commissions received through insurance sales do not offset advisory fees the client may pay for advisory services under HFM. INV REL: YES ADD: 215 FRIES MILL RD TURNERSVILLE NJ 08012 NATURE: INSURANCE POSITION: SALES START DATE: 1/1/1995 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: INSURANCE SALES (2)NAME: 215 FRIES MILL ASSOCIATES INV REL: YES ADD: 215 FRIES MILL RD TURMERSVILLE NJ 08012 NATURE: RENTAL PROPERTY POSITION: PARTNER START DATE: 2004 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PARTNER WITH 5 OTHER INDIVIDUALS THAT OWN 215 FRIES MILL RD OFFICE BUILDING AS AN INVESTMENT PROPERTY. I DO NOT MANAGE, SOLICIT TENANTS, NOR AM I ACTIVELY INVOLVED IN MANAGING THE PROPERTY Michael P Pallozzi is a licensed as investment advisor representatives of HFM Investment Advisors, Inc., a registered investment advisor. As such, in their separate capacity as investment advisor representatives, are able to provide advisory services apart from HFM, for which they will receive separate and customary compensation. While HFM endeavors at all times to put the interest of our clients first as part of our firm's fiduciary duty, you should be aware that the receipt of outside compensation itself creates a conflict of interest and may affect their judgment when making recommendations. Member; MAJC Holdings LLC; Investment Related: No; 102 West High Street Suite 200 Glassboro NJ 08028 USA; Description of the business: Real estate holding company - Michael and Jason are 50/50 owners.; Responsibilities Duties: Basic real estate building/tenant management. No day-to-day operations.; Start date with business: 2021-09-01;Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 3.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Paul Pallozzi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 8, 2017 - Present
HFM INVESTMENT ADVISORS, LLC
Office #1: 102 West High Street Suite 200, Glassboro, NJ 08028RIA
CRD#: 289103
Glassboro, NJ
Past
May 14, 2004 - December 31, 2017
HFM INVESTMENT ADVISORS, INC.
RIA
CRD#: 115799
NEWARK, DE
Past
June 18, 2002 - October 7, 2014
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
TURNERSVILLE, NJ
Past
March 11, 2002 - October 30, 2003
FIRST FINANCIAL ADVISERS, LLC
RIA
CRD#: 118871
BALA CYNWYD, PA
Past
July 13, 1989 - October 7, 2014
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
TURNERSVILLE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HFM INVESTMENT ADVISORS, LLC
HFM INVESTMENT ADVISORS, LLC
CRD#: 289103 / SEC#: 801-120796
RIA
Registered Investment Advisory firm - (4/14/2021 Approved)Florida
Registered Investment Advisory firm - (4/27/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/27/2021 Terminated)Texas
Registered Investment Advisory firm - (4/27/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/13/2017)
IAR
New Jersey(9/21/2017)
IAR
Pennsylvania(10/17/2017)
IAR
Texas(9/8/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/14/2004
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Current Firm
HI
HFM INVESTMENT ADVISORS, LLC
HFM INVESTMENT ADVISORS, LLC
CRD#: 289103 / SEC#: 801-120796
RIA
Registered Investment Advisory firm - (4/14/2021 Approved)Florida
Registered Investment Advisory firm - (4/27/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/27/2021 Terminated)Texas
Registered Investment Advisory firm - (4/27/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
102 West High Street Suite 200, Glassboro, NJ 08028
Mailing Address
Phone number
(856) 232-2270
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,171 |
| AUM (Assets Under Management) | $ 329,327,274 |
Red Flags
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Company Information
HFM INVESTMENT ADVISORS, LLC
CRD#: 289103Glassboro, NJ 08028TRUST BUT VERIFY
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