Steven D. Dzubay
Professional summary
Steven David Dzubay is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven David Dzubay's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2004 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 31, 2000 - December 31, 2003
CAP PRO BROKERAGE SERVICES, INC.
September 5, 1995 - October 3, 2000
THE LEADERS GROUP, INC.
April 27, 1995 - August 31, 1995
SUNAMERICA SECURITIES, INC.
January 30, 1995 - April 27, 1995
AMERICAN GENERAL SECURITIES INCORPORATED
May 3, 1989 - September 4, 1990
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2004)
(1/4/2016)
(3/16/2004)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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