William A. Oherron
Professional summary
William Alexander Oherron, who also goes by Bill Oherron, William Oherron, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
William is registered as a RR (Registered Representative) and started their career in finance in 1990. William has worked at 11 firms and has passed the Series 63, Series 62, SIE, Series 7, Series 55 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Alexander Oherron's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2021 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607July 30, 2019 - August 30, 2021
AGES FINANCIAL SERVICES, LTD.
March 26, 2017 - September 9, 2019
ASCENDANT ALTERNATIVE STRATEGIES, LLC
June 5, 2013 - March 29, 2017
AXIOM CAPITAL MANAGEMENT, INC.
October 1, 2012 - June 5, 2013
DIVINE CAPITAL MARKETS LLC
February 13, 2012 - September 28, 2012
IMS SECURITIES, INC.
July 6, 2011 - February 14, 2012
TFS DERIVATIVES LLC
June 23, 2010 - July 14, 2011
TRADITION SECURITIES AND DERIVATIVES LLC
July 6, 2007 - November 4, 2008
PULSE TRADING, INC.
September 27, 1996 - March 26, 1997
SALOMON BROTHERS INC.
December 20, 1990 - May 17, 1995
REFCO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2021)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 5/28/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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