Kenneth A. Moraif

RETIREMENT PLANNERS OF AMERICA | Senior Retirement Planner

ASPEN, CO

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CRD#: 1934643

Professional summary

Kenneth Alfred Moraif, CFP®, who also goes by Ken Moraif, is a registered financial advisor currently at RETIREMENT PLANNERS OF AMERICA located in Aspen, Colorado.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kenneth has worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Insurance

Trust & estate planning

Institutional consulting

Philanthropic services

Financial planning

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

750K

Are you a "fiduciary"?

Yes

Aliases

Ken Moraif

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Alfred Moraif's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

April 11, 2011 - Present

RETIREMENT PLANNERS OF AMERICA

Office #2: 18500 Von Karman Ave Suite 520, Irvine, CA 92162Office #3: 2820 Dallas Parkway, Plano, TX 75093

RIA

CRD#: 157222

ASPEN, CO

Past

May 13, 2009 - June 20, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

PLANO, TX

Past

May 13, 2009 - December 31, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PLANO, TX

Past

July 30, 2001 - May 22, 2009

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

DALLAS, TX

Past

July 6, 1989 - May 22, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT PLANNERS OF AMERICA

MMWKM ADVISORS, LLC | RPOA ADVISORS, INC. | RETIREMENT PLANNERS OF AMERICA | MONEY MATTERS WITH KEN MORAIF

CRD#: 157222 / SEC#: 801-72262

RIA

Registered Investment Advisory firm - (4/4/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/11/2023)

IAR

Colorado
(12/14/2020)

IAR

Louisiana
(1/6/2014)

IAR

Texas
(4/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 2/20/1990

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/27/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREMENT PLANNERS OF AMERICA

MMWKM ADVISORS, LLC | RPOA ADVISORS, INC. | RETIREMENT PLANNERS OF AMERICA | MONEY MATTERS WITH KEN MORAIF

CRD#: 157222 / SEC#: 801-72262

RIA

Registered Investment Advisory firm - (4/4/2011 Approved)

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Contact information

Main Address

2820 Dallas Parkway, Plano, TX 75093

Mailing Address

Phone number

(469) 246-3600

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/28/2025)

ADV PART 2A FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,760
AUM (Assets Under Management)	$ 3,975,227,271

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Kenneth A. Moraif

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Alfred Moraif's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

RETIREMENT PLANNERS OF AMERICA

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/1989

Series 22

Date: 2/20/1990

Series 6

Date: 3/27/1989

Current Firm

RETIREMENT PLANNERS OF AMERICA

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLANNERS OF AMERICA

TRUST BUT VERIFY

Contact information

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