AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CD

Christopher A Dunham

REALTA EQUITIES
WILMINGTON, DE
·CRD# 1934423·37 years experience

Professional Summary

Christopher A Dunham, who also goes by Christopher Adam Dunham, Christopher Dunham, is a registered financial advisor currently at REALTA EQUITIES, INC. located in Wilmington, Delaware. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1989. Christopher has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Adam Dunham, Christopher Dunham

Blog Corner

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
View profile
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Years of Experience

37 years in the financial services industry

Current & Past Employments

REALTA EQUITIES, INC.·CRD# 23769
BD
1201 N. Orange Street Suite 729, Wilmington, DE 19801
October 7, 2025 - Present
REALTA EQUITIES, INC.·CRD# 23769
BD
Wilmington, DE
December 15, 2021 - April 28, 2025
THE LEADERS GROUP, INC.·CRD# 37157
BD
Tampa, FL
June 10, 2020 - April 15, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Tampa, FL
July 13, 2018 - July 8, 2020
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Tampa, FL
October 17, 2006 - July 16, 2018
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Clinton, PA
May 10, 1999 - October 24, 2006
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
September 20, 1994 - March 29, 1999
PRUCO SECURITIES, LLC.·CRD# 5685
BD
March 29, 1994 - June 9, 1994
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
May 3, 1989 - December 10, 1993
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
May 3, 1989 - June 9, 1994

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Current Firm

RE
REALTA EQUITIES, INC.

COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: 8-40822
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Phone Number

(888) 657-5200

Established

Massachusetts since 01/24/1989

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ORANGE STREET HOLDINGS, INC.SHAREHOLDER—
BROOKS, MELISSA CAWOODCONTROLLER/FINOP4219393
ODOM, AMY ENITHAML OFFICER2674773
ODOM, AMY ENITHCHIEF COMPLIANCE OFFICER2674773
REITAN, EMILY SUZANNECHIEF OPERATING OFFICER5209812
SMITH, SCOTT STEPHENCEO5091112

Disclosures

Regulatory Event

7

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/11/2025)
RR
California
(11/18/2025)
RR
Florida
(10/7/2025)
RR
Georgia
(1/14/2026)
RR
Minnesota
(11/18/2025)
RR
New Jersey
(12/9/2025)
RR
New York
(10/28/2025)
RR
Virginia
(1/5/2026)
RR
Wisconsin
(11/19/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1989About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 2003About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Christopher A Dunham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#
CD
Follow Christopher
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required