David J. Neugebauer
Professional summary
David John Neugebauer, who also goes by David John Neugebauer, David Neugebauer, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David John Neugebauer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2024 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 151 W 42nd Street 5th Floor, New York, NY 10036January 1, 2004 - February 16, 2023
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/24/2024)
Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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