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PP

Paul G. Pasicznyk

VICTORY CAPITAL SERVICES
Brooklyn, OH 44144
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CRD#: 1933688
PP

Professional summary


Paul Gregg Pasicznyk is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Brooklyn, Ohio.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2004. Paul has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paul Gregg Pasicznyk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 3, 2007 - Present

VICTORY CAPITAL SERVICES, INC.

Office #1: 4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
BD
CRD#: 37059
Brooklyn, OH
Past

July 30, 2007 - December 4, 2007

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

March 2, 2006 - July 31, 2007

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
CLEVELAND, OH
Past

May 25, 2004 - July 31, 2007

VICTORY CAPITAL SERVICES, INC.

BD
CRD#: 37059
CLEVELAND, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/3/2007)
RR
Alaska
(12/3/2007)
RR
Arizona
(12/3/2007)
RR
Arkansas
(12/3/2007)
RR
California
(12/3/2007)
RR
Colorado
(12/3/2007)
RR
Connecticut
(12/3/2007)
RR
Delaware
(12/3/2007)
RR
District of Columbia
(12/3/2007)
RR
Florida
(12/3/2007)
RR
Georgia
(12/3/2007)
RR
Hawaii
(12/4/2007)
RR
Idaho
(12/3/2007)
RR
Illinois
(12/3/2007)
RR
Indiana
(12/4/2007)
RR
Iowa
(12/3/2007)
RR
Kansas
(12/3/2007)
RR
Kentucky
(12/3/2007)
RR
Louisiana
(12/3/2007)
RR
Maine
(12/3/2007)
RR
Maryland
(12/3/2007)
RR
Massachusetts
(12/4/2007)
RR
Michigan
(12/3/2007)
RR
Minnesota
(12/3/2007)
RR
Mississippi
(12/3/2007)
RR
Missouri
(12/3/2007)
RR
Montana
(12/3/2007)
RR
Nebraska
(12/4/2007)
RR
Nevada
(12/4/2007)
RR
New Hampshire
(12/3/2007)
RR
New Jersey
(12/3/2007)
RR
New Mexico
(12/4/2007)
RR
New York
(12/3/2007)
RR
North Carolina
(12/4/2007)
RR
North Dakota
(12/3/2007)
RR
Ohio
(12/4/2007)
RR
Oklahoma
(12/3/2007)
RR
Oregon
(12/4/2007)
RR
Pennsylvania
(12/4/2007)
RR
Puerto Rico
(12/3/2007)
RR
Rhode Island
(12/3/2007)
RR
South Carolina
(12/3/2007)
RR
South Dakota
(12/3/2007)
RR
Tennessee
(12/3/2007)
RR
Texas
(12/3/2007)
RR
Utah
(12/4/2007)
RR
Vermont
(12/3/2007)
RR
Virginia
(12/4/2007)
RR
Washington
(12/3/2007)
RR
West Virginia
(12/4/2007)
RR
Wisconsin
(12/3/2007)
RR
Wyoming
(12/3/2007)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/28/2005
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


VC
VICTORY CAPITAL SERVICES, INC.
CHS INVESTMENT SERVICES, INC. | VICTORY INCOME INVESTORS | VICTORY FUNDS | VICTORY CAPITAL SERVICES, INC. | VICTORY CAPITAL ADVISERS, INC. | TRIVALENT INVESTMENTS | THE ONE GROUP SERVICES COMPANY | SYCAMORE CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | ONE GROUP SERVICES COMPANY (THE) | OGSC DISTRIBUTOR, INC. | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | INTEGRITY ASSET MANAGEMENT

CRD#: 37059 / SEC#: , 8-47577

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Phone number
(216) 898-2400
Established
Delaware since 06/03/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VICTORY CAPITAL OPERATING, LLCSOLE SHAREHOLDER
INKS, DONALD ANTHONYCHIEF OPERATIONS OFFICER2311245
MATHES, CHARLES BCHIEF COMPLIANCE OFFICER5980160
POLICARPO, MICHAEL DENNIS IIPRESIDENT4316912
PONTE, CHRISTOPHER ANTONICFO/FINOP5968469

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VICTORY CAPITAL SERVICES, INC.

CRD#: 37059Brooklyn, OH 44144

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