Lisa M. Barnea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Michelle Barnea, who also goes by Lisa Michelle Franz, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 1990. Lisa had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2016 - February 9, 2017
STANFORD INVESTMENT GROUP, INC.
June 17, 1992 - February 2, 2016
STANFORD INVESTMENT GROUP, INC.
April 25, 1990 - May 13, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANFORD INVESTMENT GROUP, INC.
CRD#: 10331 / SEC#: 801-16773, 8-27208
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
