Joey A. Parsi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joey Amir Parsi, who also goes by Joey A Parsi, was a registered financial professional .
Joey is a previously registered financial professional and started their career in finance in 1989. Joey had worked at 11 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2006 - September 30, 2010
STOCKCROSS FINANCIAL SERVICES, INC.
September 24, 2001 - June 26, 2006
TD AMERITRADE, INC.
November 22, 2000 - October 10, 2001
J.P. TURNER & COMPANY, L.L.C.
July 9, 1997 - November 21, 2000
BARRON CHASE SECURITIES, INC.
December 21, 1995 - July 9, 1997
H.J. MEYERS & CO., INC.
November 23, 1994 - December 1, 1995
PRUDENTIAL EQUITY GROUP, LLC
December 20, 1993 - November 30, 1994
SUTRO & CO. INCORPORATED
July 31, 1993 - December 23, 1993
CITIGROUP GLOBAL MARKETS INC.
October 13, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
June 5, 1992 - October 20, 1992
WESTMARK SECURITIES CORPORATION
July 3, 1991 - April 8, 1992
CITY ASSOCIATES INVESTMENT CORPORATION
February 6, 1990 - May 13, 1991
WESTMARK SECURITIES CORPORATION
December 7, 1989 - January 9, 1990
WESTMARK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOCKCROSS FINANCIAL SERVICES, INC.
CRD#: 6670 / SEC#: 801-69705, 8-17758
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEBBIA, JOHN MICHAEL | DIRECTOR, EVP | 1866455 |
| GEBBIA, RICHARD SAL | CEO, PRESIDENT, DIRECTOR | 2348552 |
| MURIEL SIEBERT & CO., INC. | OWNER | 5376 |
| COLOMBINO, MICHAEL JONATHAN | CFO; TREASURER | 4871852 |
| DIPIPPO, ALBERT FRANCIS | ROSFP | 726636 |
| LOGUE, DANIEL PATRICK | CHIEF COMPLIANCE OFFICER; AMLCO | 1501135 |
| SCHEBECE, GREGORY CHARLES | EXECUTIVE VICE PRESIDENT, COO | 1498632 |
| SHANKMAN, CRAIG MICHAEL | DIRECTOR OF TECHNOLOGY | |
| TASSELL, MATTHEW ERIC | DIRECTOR OF CORPORATE SERVICES | |
| ZABATTA, CHARLES ANTHONY SR | OWNER |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
