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Joey Amir Parsi

CRD# 1933342·Registered 1989 - 2010
Previously Registered: Being a previously registered professional could mean that Joey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joey Amir Parsi, who also goes by Joey A Parsi, was a registered financial advisor. Joey was a previously registered financial professional and started their career in finance 1989 - 2010. Joey had worked at 11 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joey A Parsi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

STOCKCROSS FINANCIAL SERVICES, INC.·CRD# 6670
BD
Beverly Hills, CA
June 23, 2006 - September 30, 2010
TD AMERITRADE, INC.·CRD# 7870
BD
Beverly Hills, CA
September 24, 2001 - June 26, 2006
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
November 22, 2000 - October 10, 2001
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
July 9, 1997 - November 21, 2000
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
December 21, 1995 - July 9, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 23, 1994 - December 1, 1995
SUTRO & CO. INCORPORATED·CRD# 801
BD
San Francisco, CA
December 20, 1993 - November 30, 1994
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - December 23, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 13, 1992 - July 31, 1993
WESTMARK SECURITIES CORPORATION·CRD# 16709
BD
Santa Monica, CA
June 5, 1992 - October 20, 1992
CITY ASSOCIATES INVESTMENT CORPORATION·CRD# 15725
BD
July 3, 1991 - April 8, 1992
WESTMARK SECURITIES CORPORATION·CRD# 16709
BD
Santa Monica, CA
February 6, 1990 - May 13, 1991
WESTMARK SECURITIES CORPORATION·CRD# 16709
BD
Santa Monica, CA
December 7, 1989 - January 9, 1990

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Current Firm

SF
STOCKCROSS FINANCIAL SERVICES, INC.

STOCKCROSS FINANCIAL SERVICES | STOCKCROSS, INC. | STOCKCROSS TRADING GROUP | STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670 / SEC#: 801-69705, 8-17758
BD
Terminated by SEC on 08/07/2021

Contact Information

Main Address

9464 Wilshire Blvd, Beverly Hills, CA 90212

Established

Massachusetts since 08/03/1973

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GEBBIA, JOHN MICHAELDIRECTOR, EVP1866455
GEBBIA, RICHARD SALCEO, PRESIDENT, DIRECTOR2348552
MURIEL SIEBERT & CO., INC.OWNER5376
COLOMBINO, MICHAEL JONATHANCFO; TREASURER4871852
DIPIPPO, ALBERT FRANCISROSFP726636
LOGUE, DANIEL PATRICKCHIEF COMPLIANCE OFFICER; AMLCO1501135
SCHEBECE, GREGORY CHARLESEXECUTIVE VICE PRESIDENT, COO1498632
SHANKMAN, CRAIG MICHAELDIRECTOR OF TECHNOLOGY—
TASSELL, MATTHEW ERICDIRECTOR OF CORPORATE SERVICES—
ZABATTA, CHARLES ANTHONY SROWNER—

Disclosures

Regulatory Event

20

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1989About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed Sep 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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