Douglas B. Lowey
Professional summary
Douglas Bennett Lowey is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1989. Douglas has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Bennett Lowey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 1998 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 505 Fifth Avenue 10th Floor, New York, NY 10017September 2, 1994 - May 6, 1998
J.P. MORGAN SECURITIES LLC
April 30, 1991 - September 2, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
March 21, 1989 - April 30, 1991
MABON, NUGENT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2008)
(1/28/1999)
(1/31/2008)
(1/30/2008)
(5/28/2020)
(1/8/1999)
(3/20/1998)
(1/14/2016)
(6/11/2012)
(5/12/2008)
(5/6/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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