Arthur R. Eglington

NICHE INVESTMENT ADVISORS LLC

King Of Prussia, PA 19406

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CRD#: 1932848

Professional summary

Arthur Richard Eglington JR, who also goes by Richard Eglington, is a registered financial advisor currently at NICHE INVESTMENT ADVISORS LLC located in King Of Prussia, Pennsylvania.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Arthur has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Eglington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OWNER OF COMMERCIAL BUILDING-RENTAL PROPERTY, 214 FAYETTE STREET, CONSHOHOCKEN, PA 19428. THIS IS NOT AN INVESTMENT-RELATED BUSINESS. 2. 12/19/09 NICHE FINANCIAL SERVICES - NON-VARIABLE INSURANCE / PRESIDENT - SELL AND ADMIN GROUP AND INDIVIDUAL INSURANCE PRODUCTS / 15 HOURS PER MONTH DURING SECURITY TRADING HOURS AND 15 HOURS PER MONTH DURING NON SECURITY TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Richard Eglington JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2023 - Present

NICHE INVESTMENT ADVISORS LLC

Office #1: 2200 Renaissance Blvd. Suite 340, King Of Prussia, PA 19406

RIA

CRD#: 311014

King Of Prussia, PA

Past

June 26, 2017 - March 31, 2023

ALMANACK INVESTMENT PARTNERS

RIA

CRD#: 282428

Conshohocken, PA

Past

December 12, 2011 - March 4, 2025

REALTA EQUITIES, INC.

CRD#: 23769

KING OF PRUSSIA, PA

Past

March 17, 2010 - December 16, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

CONSHOHOCKEN, PA

Past

March 17, 2010 - August 14, 2017

NICHE REGISTERED INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 151904

BROOMALL, PA

Past

September 8, 2009 - December 16, 2011

LPL FINANCIAL LLC

CRD#: 6413

CONSHOHOCKEN, PA

Past

August 6, 1998 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

CONSHOHOCKEN, PA

Past

August 5, 1993 - July 24, 1998

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

April 17, 1989 - August 10, 1993

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 17, 1989 - August 10, 1993

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/10/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NICHE INVESTMENT ADVISORS LLC

NICHE FINANCIAL SERVICES, INC. | NICHE INVESTMENT ADVISORS LLC

CRD#: 311014 / SEC#: 801-127080

RIA

Registered Investment Advisory firm - (1/9/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/2/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2200 Renaissance Blvd. Suite 340, King Of Prussia, PA 19406

Mailing Address

Phone number

(610) 941-6900

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	269
AUM (Assets Under Management)	$ 32,168,069

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Arthur R. Eglington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Richard Eglington JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALMANACK INVESTMENT PARTNERS

REALTA EQUITIES, INC.

LPL FINANCIAL LLC

NICHE REGISTERED INVESTMENT ADVISORY SERVICES, LLC

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/1999

Series 63

Date: 6/8/1989

SIE

Date: 10/1/2018

Series 7

Date: 9/22/1993

Series 6

Date: 4/10/1989

Current Firm

NICHE INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NICHE INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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