Lisa O. Brinkley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Outland Brinkley, who also goes by Lisa Outland, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 1989. Lisa had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - March 1, 2016
INVESCO ADVISERS, INC.
July 10, 2006 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
September 21, 2004 - January 26, 2007
FUND MANAGEMENT COMPANY
September 21, 2004 - February 24, 2016
INVESCO DISTRIBUTORS, INC.
September 29, 1994 - September 16, 2004
DELAWARE DISTRIBUTORS, L.P.
June 10, 1993 - July 25, 1994
BANC ONE SECURITIES CORPORATION
June 5, 1992 - March 4, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
April 28, 1992 - March 4, 1993
AELTUS CAPITAL, INC
June 20, 1989 - February 14, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
