Robert F. Hollmann

KESTRA ADVISORY SERVICES

Essex, CT 06426

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CRD#: 1932445

Professional summary

Robert Francis Hollmann, CFP®, CIMA®, who also goes by Robert F Hollmann, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Essex, Connecticut and KESTRA INVESTMENT SERVICES, LLC located in Essex, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert F Hollmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Kestra advisory services LLC Investment Related: Yes Address: 5707 southwest pkwy, BLDG 2, suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: financial advisor Start Date: 8/28/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: invest advice Name; KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/28/2020 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: IVORY WEALTH MANAGEMENT POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 07/21/2025 ADDRESS: 124 Westerbrook Road., SUITE 202, Essesx CT 06426, United States DESCRIPTION: Registered Rep

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Francis Hollmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 28, 2020 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 124 Westerbrook Rd Ste 202, Essex, CT 06426

RIA

CRD#: 283330

Essex, CT

Current

August 28, 2020 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 124 Westbrook Road Suite 202, Essex, CT 06426

CRD#: 42046

Essex, CT

Past

December 7, 2016 - September 10, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW YORK, NY

Past

October 24, 2016 - September 10, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW YORK, NY

Past

April 1, 2014 - October 25, 2016

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

BAYSHORE, NY

Past

March 27, 2014 - November 8, 2016

LPL FINANCIAL LLC

CRD#: 6413

BAY SHORE, NY

Past

October 24, 2007 - March 31, 2014

TIMECAPITAL SECURITIES CORPORATION

CRD#: 6845

PORT JEFFERSON STATION, NY

Past

June 2, 2005 - October 23, 2007

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

EAST SETAUKET, NY

Past

May 23, 1995 - June 6, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 30, 1994 - May 25, 1995

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

August 1, 1994 - October 19, 1994

CHEMICAL INVESTMENT SERVICES CORP.

CRD#: 36312

Past

November 30, 1993 - August 1, 1994

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

May 11, 1993 - December 2, 1993

FISCO EQUITY, INC.

CRD#: 24067

LINCOLN, RI

Past

May 8, 1992 - August 27, 1992

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

November 2, 1990 - January 1, 1992

CITICORP FINANCIAL SERVICES,INC.

CRD#: 14675

Past

March 23, 1989 - June 7, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/28/2020)

Colorado
(2/28/2024)

Connecticut
(8/28/2020)

IAR

Connecticut
(8/28/2020)

District of Columbia
(3/20/2023)

Florida
(8/28/2020)

Georgia
(8/26/2025)

Maryland
(3/16/2022)

Massachusetts
(9/11/2020)

Michigan
(8/28/2020)

New Jersey
(8/28/2020)

New York
(8/28/2020)

North Carolina
(9/11/2020)

Pennsylvania
(9/21/2023)

Washington
(1/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/23/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/23/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert F. Hollmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Francis Hollmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

TIMECAPITAL SECURITIES CORPORATION

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

SECURITIES SERVICE NETWORK, LLC

CHEMICAL INVESTMENT SERVICES CORP.

IFMG SECURITIES, INC.

FISCO EQUITY, INC.

CAPITAL BROKERAGE CORPORATION

CITICORP FINANCIAL SERVICES,INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2017

Series 63

Date: 3/23/1989

SIE

Date: 10/1/2018

Series 7

Date: 3/18/1989

Series 24

Date: 8/23/1995

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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