Theresa B. Oldham
Professional summary
Theresa Bentura Oldham was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Theresa is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Theresa had worked at 5 firms, which includes BROOKLIGHT PLACE SECURITIES INC., IAC SECURITIES INC., WALL STREET FINANCIAL GROUP INC., WOODBURY FINANCIAL SERVICES INC., NORTH AMERICAN MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2002 - July 30, 2002
BROOKLIGHT PLACE SECURITIES, INC.
September 26, 2000 - January 1, 2002
IAC SECURITIES, INC.
April 20, 1998 - October 28, 1998
WALL STREET FINANCIAL GROUP, INC.
October 25, 1995 - December 31, 1996
WOODBURY FINANCIAL SERVICES, INC.
June 3, 1993 - September 1, 1995
NORTH AMERICAN MANAGEMENT, INC.
March 22, 1990 - December 21, 1992
NORTH AMERICAN MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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