John A. Corrieri
Professional summary
John Alfred Corrieri is a registered financial advisor currently at SATURNA CAPITAL CORPORATION located in Bellingham, Washington and SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Alfred Corrieri's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2021 - Present
SATURNA CAPITAL CORPORATION
Office #1: 101 Prospect St, Bellingham, WA 98225September 15, 2020 - Present
SATURNA BROKERAGE SERVICES, INC
Office #1: 1300 N. State Street, Bellingham, WA 98225-4730September 12, 2019 - March 18, 2020
SECURITIES AMERICA ADVISORS, INC.
September 12, 2019 - March 18, 2020
SECURITIES AMERICA, INC.
February 11, 2013 - March 29, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 18, 2005 - June 2, 2011
CETERA FINANCIAL SPECIALISTS LLC
August 30, 1997 - June 14, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 1, 1994 - July 18, 1997
FIDELITY BROKERAGE SERVICES LLC
February 8, 1993 - August 25, 1994
FIDELITY DISTRIBUTORS COMPANY LLC
March 6, 1989 - February 1, 1993
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
SATURNA CAPITAL CORPORATION
CRD#: 25586 / SEC#: 801-35428, 8-41998
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2020)
(9/30/2020)
(9/30/2020)
(9/15/2020)
(12/20/2021)
Exams
Series 8
Date: 5/16/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SATURNA CAPITAL CORPORATION
CRD#: 25586 / SEC#: 801-35428, 8-41998
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 8,624,828,208 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/26/2024 | ||
| 10/27/2022 |
Red Flags
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