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CW

Craig E. Weston

L & S ADVISORS,
Los Angeles, CA 90025
Some features on this profile are disabled
CRD#: 1930420
CW

Professional summary

Craig Eugene Weston, who also goes by Craig Weston, is a registered financial advisor currently at L & S ADVISORS, INC located in Los Angeles, California.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Craig has worked at 1 firm and has passed the Series 65 and Series 2 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Craig Weston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Eugene Weston's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 5, 2016 - Present

L & S ADVISORS, INC

Office #1: 11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025
RIA
CRD#: 140923
Los Angeles, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
L&
L & S ADVISORS, INC
L & S ADVISORS, INC

CRD#: 140923 / SEC#: 801-66849

RIA
Registered Investment Advisory firm - (6/5/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/5/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/5/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 3/29/1989
Non-Member General Securities Examination

Current Firm

L&
L & S ADVISORS, INC
L & S ADVISORS, INC

CRD#: 140923 / SEC#: 801-66849

RIA
Registered Investment Advisory firm - (6/5/2006 Approved)
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Contact information

Main Address
11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 893-6060
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

L & S ADVISORS FORM ADV PART 2A & 2B (6/23/2025)

Regulatory assets under management

Total Number of Accounts1,691
AUM (Assets Under Management)$ 1,052,549,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

L & S ADVISORS, INC

CRD#: 140923Los Angeles, CA 90025

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