Timothy M. Conboy

KEY GROUP MANAGEMENT

RAMSEY, NJ 07446

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CRD#: 1930383

Professional summary

Timothy Mark Conboy is a registered financial advisor currently at KEY GROUP MANAGEMENT, INC. located in Ramsey, New Jersey and CETERA WEALTH SERVICES, LLC located in Ramsey, New Jersey.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Timothy has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) KEY GROUP MANAGEMENT INC; Investment Related; Ramsey NJ; RIA; Financial Advisor; Start Date 04/2005; 140 hours per month with those 140 hours per month occurring during trading hours; Offering investment advisory services. >> TIMOTHY M. CONBOY - INSURANCE; Investment Related; Ramsey, NJ; Insurance; Licensed Producer; Start Date 02/2005; 15 hours per month with those 15 hours per month occurring during trading hours; Offering insurance product sales and service to include variable annuity products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Mark Conboy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2009 - Present

KEY GROUP MANAGEMENT, INC.

Office #1: 545 Island Road Suite 3d, Ramsey, NJ 07446

RIA

CRD#: 146054

RAMSEY, NJ

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 70 Hilltop Road, Suite 2450, Ramsey, NJ 07446

CRD#: 13572

Ramsey, NJ

Past

August 8, 2022 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Ramsey, NJ

Past

March 10, 2017 - August 9, 2022

OSAIC WEALTH, INC.

CRD#: 23131

RAMSEY, NJ

Past

January 9, 2009 - March 10, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

RAMSEY, NJ

Past

February 22, 2005 - January 29, 2009

OSAIC WEALTH, INC.

RIA

CRD#: 23131

RAMSEY, NJ

Past

February 18, 2005 - January 29, 2009

OSAIC WEALTH, INC.

CRD#: 23131

RAMSEY, NJ

Past

April 5, 2002 - March 11, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PARAMUS, NJ

Past

December 18, 1992 - March 11, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 19, 1989 - December 22, 1992

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (1/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/20/2025)

Florida
(2/20/2025)

Missouri
(2/20/2025)

IAR

New Jersey
(1/21/2009)

New Jersey
(2/20/2025)

New York
(2/20/2025)

North Carolina
(2/20/2025)

Pennsylvania
(2/20/2025)

South Carolina
(2/20/2025)

Tennessee
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (1/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

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Contact information

Main Address

17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268

Mailing Address

Phone number

(480) 477-5252

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 235,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy M. Conboy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Mark Conboy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

OSAIC WEALTH, INC.

NATIONAL PLANNING CORPORATION

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

KEY GROUP MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2001

Series 63

Date: 11/28/1989

SIE

Date: 10/1/2018

Series 7

Date: 9/16/1989

FINRA

Current Firm

KEY GROUP MANAGEMENT, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEY GROUP MANAGEMENT, INC.

TRUST BUT VERIFY

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