LS
Luis M. Strohmeier
OCTAVIA WEALTH ADVISORS LLC
MIAMI, FL 33133
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CRD#: 1930000
LS
Professional summary
Luis Marck Strohmeier, CFP®, ChFC®, CLU®, who also goes by Lou Strohmeier, Luis M Strohmeier, is a registered financial advisor currently at OCTAVIA WEALTH ADVISORS LLC located in Miami, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Los Angeles, California.
Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Luis has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lou Strohmeier | Luis M Strohmeier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Luis Strohmeier is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. Business is conducted from 12400 Wilshire Blvd Suite 1440, Los Angeles, CA. 90025. Approximately 90% of Luis Strohmeier's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Shanti Investment Holdings , LLC; Not investment related; 3 Grove isle dr #C410, , Miami, FL. 33133; Holding company for family real estate and family owned businesses; Member; 2/1/2025; 2 hours per month; Managing personal illiquid investments for estate planning purposes 3) e-luca inc; Not investment related; 3 Grove isle dr #C410, , Miami, FL. 33133; Family business in Peru originated by my Father and taken over by US entity for transparency and fiscal filing consistency. It is an emerging technology/energy think tank studying and researching various applications in biological energy; Chairman of the board; 2/3/2025; 8 hours per month; Oversight of legal, fiscal, and financial activities. 2) Insurance agent; Octavia Risk Management LLC; 06/2020; implementation of insurance products; 12400 Wilshire Blvd Suite 1440, Los Angeles, CA. 90025; 20 hours per month 3) Cardinal Investment Properties, LLC. Not investment related. 16879 Calle de Sarah Pacific Palisades CA 90272. Rental Property. Owner. 3/1/2002. 5-10 hrs/ mnth. 5-10 hrs/ trading hrs. I own 100 percent of the units. It is an Ohio LLC that operates various real estate holdings in FL, CA and OH. Total income is around 220k. No investments outside of my own and no offerings to anyone. It is just for my personal real estate holdings. There is one checking account that is titled in its name and all transactions related to this LLC take place under that account. 4) Casa Luas Vineyards; 16879 Calle De Sarah Pacific Palisades, CA 90272; Sole Proprietorship; non-investment related;f Entity; Vineyard; 100% Owner; 5 hours/month; Marketing
CRS (Client Relationship Summary) - RIA
Click below to view Luis Marck Strohmeier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
June 12, 2020 - Present
OCTAVIA WEALTH ADVISORS LLC
Office #1: 3390 Mary Street, Miami, FL 33133Office #2: 12400 Wilshire Blvd Suite 1440, Los Angeles, CA 90025RIA
CRD#: 306909
MIAMI, FL
Current
June 12, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 12400 Wilshire Blvd Suite 1440, Los Angeles, CA 90025Office #2: 2980 Mcfarlane Road, Miami, FL 33133BD
CRD#: 35747
Los Angeles, CA
Past
January 24, 2003 - July 9, 2020
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CENTERVILLE, OH
Past
March 13, 1989 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
March 13, 1989 - July 9, 2020
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CENTERVILLE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OCTAVIA WEALTH ADVISORS LLC
OCTAVIA WEALTH ADVISORS LLC
CRD#: 306909 / SEC#: 801-118078
RIA
Registered Investment Advisory firm - (2/18/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/12/2020)
IAR
California(6/12/2020)
RR
Colorado(6/12/2020)
RR
Connecticut(9/11/2023)
RR
Florida(6/12/2020)
IAR
Florida(7/14/2021)
RR
Georgia(6/12/2020)
RR
Illinois(6/12/2020)
RR
Indiana(6/18/2020)
RR
Kansas(6/12/2020)
RR
Kentucky(6/12/2020)
RR
Massachusetts(7/13/2020)
RR
Michigan(6/12/2020)
RR
New Jersey(2/6/2023)
RR
New Mexico(3/11/2025)
RR
New York(6/12/2020)
RR
North Carolina(6/15/2020)
RR
Ohio(6/12/2020)
RR
South Carolina(6/12/2020)
RR
Texas(6/12/2020)
IAR
Texas(6/12/2020)
RR
West Virginia(5/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OW
OCTAVIA WEALTH ADVISORS LLC
OCTAVIA WEALTH ADVISORS LLC
CRD#: 306909 / SEC#: 801-118078
RIA
Registered Investment Advisory firm - (2/18/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9999 Carver Road Suite 130, Cincinnati, OH 45242
Mailing Address
Phone number
(513) 762-7701
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,332 |
| AUM (Assets Under Management) | $ 1,789,186,080 |
Red Flags
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Company Information
OCTAVIA WEALTH ADVISORS LLC
CRD#: 306909Miami, FL 33133TRUST BUT VERIFY
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