Kevin Robert Morano
Professional Summary
Kevin Robert Morano is a registered financial advisor currently at SUMRIDGE PARTNERS, LLC located in Jersey City, New Jersey. Kevin is registered as a RR (Registered Representative) and started their career in finance in 1989. Kevin has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 10, Series 24, Series 9, Series 23 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
SUMRIDGE PARTNERS, A COMPANY OF RAYMOND JAMES | SUMRIDGE PARTNERS, LLC
Contact Information
Main Address
111 Town Square Place, Jersey City, NJ 07310Mailing Address
111 Town Square, Jersey City, NJ 07310Phone Number
(201) 898-2525Established
Delaware since 09/29/2009Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREST ACQUISITION CO. | OWNER | — |
| CARTER, HORACE LEROY | PRESIDENT | 2157720 |
| CATLIN, CHRISTOPHER EDWIN | DIRECTOR OF OPERATIONS/ COO (2/2015) | 1759063 |
| CHAMPAGNE, JUSTIN TYLER | MUNICIPAL PRINCIPAL/ MANAGING DIRECTOR (7/2022) | 5822474 |
| CHAMPAGNE, RYAN | HEAD OF TRADING/ SENIOR MANAGING DIRECTOR (7/2022) | 4774950 |
| DELEON, ALLYSSA NICOLE | CFO/ FINOP | 6902665 |
| MORANO, KEVIN ROBERT | SENIOR MANAGING DIRECTOR | 1928935 |
| SHIM, KATHERINE | CHIEF COMPLIANCE OFFICER | 4204142 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/1/2010)
(9/14/2010)
(9/27/2010)
(9/15/2010)
(9/14/2010)
(9/27/2010)
(9/8/2010)
(10/1/2010)
(9/29/2010)
(9/15/2010)
(9/14/2010)
(10/12/2010)
(9/14/2010)
(9/2/2010)
(10/6/2010)
(9/21/2010)
(10/11/2010)
(9/16/2010)
(9/14/2010)
(10/20/2010)
(9/21/2010)
(9/1/2010)
(10/25/2010)
(9/14/2010)
(9/21/2010)
(9/28/2010)
(9/14/2010)
(10/19/2010)
(9/15/2010)
(11/8/2010)
(9/2/2010)
(10/7/2010)
(9/14/2010)
(9/30/2010)
(10/5/2010)
(10/8/2010)
(9/15/2010)
(10/1/2010)
(9/9/2010)
(9/28/2010)
(9/21/2010)
(10/7/2010)
(9/14/2010)
(1/11/2018)
(9/20/2010)
(9/15/2010)
(9/17/2010)
(9/23/2010)
(9/17/2010)
(9/14/2010)
(10/4/2010)
(9/20/2010)
(9/20/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed May 2025About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1996SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin Robert Morano's CRS (Customer Relationship Summary).
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