Joseph J. Alotta

OPEN DOOR INVESTMENT ADVISORS

austin, TX

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CRD#: 1928783

Professional summary

Joseph John Alotta is a registered financial advisor currently at OPEN DOOR INVESTMENT ADVISORS, INC. located in Austin, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joseph has worked at 1 firm and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Alotta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 1998 - Present

OPEN DOOR INVESTMENT ADVISORS, INC.

RIA

CRD#: 123173

austin, TX

Past

August 8, 1998 - December 31, 2002

OPEN DOOR INVESTMENT ADVISORS, INC.

RIA

CRD#: 123173

WESTMONT, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/8/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/8/1996

General Securities Representative Examination

Current Firm

OPEN DOOR INVESTMENT ADVISORS, INC.

CRD#: 123173 / SEC#:

Illinois

Registered Investment Advisory firm - (8/8/1996 Approved)

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Contact information

Main Address

Westmont, IL

Mailing Address

Phone number

(630) 969-2628

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 36,000,000

Red Flags

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Joseph J. Alotta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Alotta's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPEN DOOR INVESTMENT ADVISORS, INC.

OPEN DOOR INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/1996

Series 7

Date: 8/8/1996

Current Firm

OPEN DOOR INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OPEN DOOR INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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