Alexander M. Park
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Mackechnie Park, who also goes by Alexander Mackenzie Park, Sandy Park, Alexander Sandy, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1989. Alexander had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2017 - May 16, 2019
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
August 12, 2010 - May 17, 2017
NEEDHAM & COMPANY, LLC
February 29, 2008 - June 16, 2010
RBC CAPITAL MARKETS, LLC
February 24, 2005 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
July 1, 2003 - February 24, 2005
WELLS FARGO SECURITIES, LLC
April 18, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 18, 1997 - January 26, 2000
JEFFERIES LLC
August 9, 1995 - July 10, 1997
RODMAN & RENSHAW INC.
August 6, 1992 - August 11, 1995
J.P. MORGAN SECURITIES LLC
April 4, 1990 - August 6, 1992
MORGAN STANLEY DW INC.
August 15, 1989 - February 20, 1990
LEHMAN BROTHERS INC.
April 18, 1989 - August 17, 1989
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
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