Michael C. Ponce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Curtin Ponce was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - January 27, 2020
WNJ CAPITAL, INC.
November 1, 2007 - January 17, 2014
KILDARE CAPITAL, INC.
May 16, 1989 - October 17, 2007
USTOCKTRADE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WNJ CAPITAL, INC.
CRD#: 167903 / SEC#: , 8-69282
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
