DF
David L. Fitzgerald
CLEARVIEW FINANCIAL PARTNERS
Radnor, PA 19087
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CRD#: 1927550
DF
Professional summary
David Louis Fitzgerald, who also goes by Dave Fitzgerald, is a registered financial advisor currently at CLEARVIEW FINANCIAL PARTNERS located in Radnor, Pennsylvania and LPL FINANCIAL LLC located in Radnor, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Fitzgerald
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/19/2010: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 10% - SELL FIXED INSURANCE AND TERM INSURANCE TO CLIENTS. 2. 9/6/2017: Clearview Financial Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/25/2017 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Clearview Financial Partners, LLC, an independent investment advisor firm. I started this business activity in 7/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/10/2018 - Clearview Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/30/2018 - 180 Hours Per Month/8 Hours During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Louis Fitzgerald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2017 - Present
CLEARVIEW FINANCIAL PARTNERS
Office #1: 100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087RIA
CRD#: 286168
Radnor, PA
Current
August 19, 2010 - Present
LPL FINANCIAL LLC
Office #1: 100 Matsonford Rd; Building 5, Suite 100, Radnor, PA 19087RIA
BD
CRD#: 6413
Radnor, PA
Past
April 28, 2006 - December 6, 2018
THE WHARTON ADVISORY GROUP, LLC
RIA
CRD#: 120522
WAYNE, PA
Past
November 6, 2002 - December 31, 2005
THE WHARTON ADVISORY GROUP, LLC
RIA
CRD#: 120522
WAYNE, PA
Past
January 10, 2000 - December 31, 2005
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
October 29, 1996 - August 24, 2010
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
WAYNE, PA
Past
June 3, 1992 - August 24, 2010
FSC SECURITIES CORPORATION
BD
CRD#: 7461
WAYNE, PA
Past
March 21, 1989 - June 3, 1992
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CLEARVIEW FINANCIAL PARTNERS
CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168 / SEC#: 801-114244
RIA
Registered Investment Advisory firm - (11/5/2018 Approved)Florida
Registered Investment Advisory firm - (11/11/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/16/2013)
RR
California(5/17/2012)
RR
Colorado(5/17/2012)
RR
Connecticut(8/19/2010)
RR
Delaware(8/19/2010)
RR
District of Columbia(3/30/2012)
RR
Florida(8/19/2010)
IAR
Florida(6/18/2018)
RR
Georgia(8/8/2016)
RR
Illinois(7/9/2015)
RR
Indiana(10/19/2010)
RR
Iowa(11/2/2010)
RR
Kentucky(5/5/2021)
RR
Maryland(8/19/2010)
RR
Massachusetts(5/17/2012)
RR
Michigan(1/4/2011)
RR
Minnesota(1/14/2016)
RR
Montana(5/1/2020)
RR
Nevada(12/17/2012)
RR
New Hampshire(7/16/2019)
RR
New Jersey(8/19/2010)
RR
New Mexico(1/8/2013)
RR
New York(8/19/2010)
RR
North Carolina(8/19/2010)
RR
Ohio(5/18/2012)
RR
Oregon(2/5/2013)
RR
Pennsylvania(8/19/2010)
IAR
Pennsylvania(9/25/2017)
RR
Rhode Island(8/11/2017)
RR
South Carolina(6/13/2019)
RR
South Dakota(4/10/2013)
RR
Tennessee(2/7/2022)
RR
Texas(5/21/2012)
RR
Utah(4/25/2014)
RR
Vermont(9/4/2015)
RR
Virginia(10/8/2012)
RR
Washington(8/3/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CLEARVIEW FINANCIAL PARTNERS
CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168 / SEC#: 801-114244
RIA
Registered Investment Advisory firm - (11/5/2018 Approved)Florida
Registered Investment Advisory firm - (11/11/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087
Mailing Address
Phone number
(610) 293-9211
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,149 |
| AUM (Assets Under Management) | $ 850,402,570 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168Radnor, PA 19087TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
