KH
Kenneth A. Hahn
CETERA INVESTMENT ADVISERS LLC
EAST PEORIA, IL 61611
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CRD#: 1927442
KH
Professional summary
Kenneth Allen Hahn, CFP®, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in East Peoria, Illinois and CETERA WEALTH SERVICES, LLC located in East Peoria, Illinois.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Kenneth has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:Hahn Financial Services; Yes; SAME AS REGISTERED ADDRESS; FINANCIAL SERVICES/DBA; owner; 1/1/2001; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 2. NAME OF ENTITY: independent insurance agent; Yes; 2405 N MAIN ST; EAST PEORIA; IL; 61611; fixed insurance sales; independent insurance agent; 8/11/2008; 24; 24; sales of fixed insurance products 3. NAME OF ENTITY:KENNETH HAHN-MUSICIAN; No; SAME AS RESIDENTIAL ADDRESS; 77446; MUSICIAN; MUSICIAN; 1/1/2018; 6; 1; INDEPENDENT MUSICIAN THAT PROVIDES MUSIC FOR SPECIAL OCCASIONS INCLUDING WEDDINGS AND FUNERALS. 4. NAME OF OTHER BUSINESS: SOCIETY OF FSP (FINANCIAL SERVICES PROFESSIONALS); INVESTMENT RELATED: NO; ADDRESS: 2405 N. MAIN ST EAST PEORIA, IL 61611; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLD MEETINGS, RECRUIT AND CONTACT LAPSED MEMBERS; 5. NAME OF OTHER BUSINESS: FORGING LEADERS TOASTMASTERS; INVESTMENT RELATED: NO; ADDRESS: 2914 W SCENIC DR. PEORIA, IL 61615; NATURE OF BUSINESS: NON PROFIT ; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS 0:; BRIEF DESCRIPTION OF DUTIES: RUN MEETINGS, CHECK WRITING WITH DUAL SIGNERS REQUIRED; 6. NAME OF OTHER BUSINESS: MENDED HEARTS; INVESTMENT RELATED: NO; ADDRESS: 1322 N BROOKVIEW FARM LN METAMORA, IL 61548; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND QUARTERLY MEETINGS;
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Allen Hahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2405 N Main St, East Peoria, IL 61611RIA
CRD#: 105644
EAST PEORIA, IL
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2405 N Main St, East Peoria, IL 61611BD
CRD#: 13572
East Peoria, IL
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 14, 2002 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
EAST PEORIA, IL
Past
February 14, 2002 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
EAST PEORIA, IL
Past
January 29, 2001 - February 22, 2002
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
September 12, 2000 - January 17, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 12, 2000 - January 17, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
April 30, 1993 - July 12, 2000
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
April 30, 1993 - July 12, 2000
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/5/2023)
RR
Florida(6/10/2021)
RR
Illinois(6/9/2021)
IAR
Illinois(6/29/2023)
RR
Iowa(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Missouri(6/9/2021)
RR
North Carolina(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644East Peoria, IL 61611TRUST BUT VERIFY
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