William Franklin Moore Jr
Professional Summary
William Franklin Moore JR, who also goes by Bill Moore Jr, Bill Moore, William F (jr) Moore, is a registered financial advisor currently at MOS CAPITAL, INC. located in Ponte Vedra Beach, Florida. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Moore Jr, Bill Moore, William F (jr) Moore
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
37 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ITEM 1B IS DELETED; DOING BUSINESS UNDER NAME IN 1A. | MOS CAPITAL, INC. | MOS CAPITAL, INC | MOORE, O'NEIL & SHROPSHIRE, INC
Contact Information
Main Address
Ponte Vedra Beach, FLMailing Address
1102 A1a North Suite 202, Ponte Vedra Beach, FL 32082Phone Number
(757) 222-3710# of Employees
3SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
342AUM (Assets Under Management)
$230,033,727Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ITEM 1B IS DELETED; DOING BUSINESS UNDER NAME IN 1A. | MOS CAPITAL, INC. | MOS CAPITAL, INC | MOORE, O'NEIL & SHROPSHIRE, INC
State Registrations and Notice Filings
(3/19/2019)
(10/6/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view William Franklin Moore JR's CRS (Customer Relationship Summary).
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