William F. Moore

MOS CAPITAL

Ponte Vedra Beach, FL 32082

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CRD#: 1927182

Professional summary

William Franklin Moore JR, who also goes by Bill Moore Jr, Bill Moore, William F (jr) Moore, is a registered financial advisor currently at MOS CAPITAL, INC. located in Ponte Vedra Beach, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Moore Jr | Bill Moore | William F (jr) Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Franklin Moore JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2004 - Present

MOS CAPITAL, INC.

Office #1: 1102 A1a N. Suite 202, Ponte Vedra Beach, FL 32082

RIA

CRD#: 109612

Ponte Vedra Beach, FL

Past

June 17, 1993 - November 10, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 24, 1992 - March 4, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 18, 1989 - July 30, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOS CAPITAL, INC.

ITEM 1B IS DELETED; DOING BUSINESS UNDER NAME IN 1A. | MOS CAPITAL, INC. | MOS CAPITAL, INC | MOORE, O'NEIL & SHROPSHIRE, INC

CRD#: 109612 / SEC#: 801-108978

RIA

Registered Investment Advisory firm - (1/18/2017 Approved)

Oregon

Registered Investment Advisory firm - (2/1/2017 Terminated)

Virginia

Registered Investment Advisory firm - (2/1/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/19/2019)

IAR

Texas
(10/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

Current Firm

MOS CAPITAL, INC.

ITEM 1B IS DELETED; DOING BUSINESS UNDER NAME IN 1A. | MOS CAPITAL, INC. | MOS CAPITAL, INC | MOORE, O'NEIL & SHROPSHIRE, INC

CRD#: 109612 / SEC#: 801-108978

RIA

Registered Investment Advisory firm - (1/18/2017 Approved)

Oregon

Registered Investment Advisory firm - (2/1/2017 Terminated)

Virginia

Registered Investment Advisory firm - (2/1/2017 Terminated)

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Contact information

Main Address

1102 A1a North Suite 202, Ponte Vedra Beach, FL 32082

Mailing Address

Phone number

(757) 222-3710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOS CAPITAL, INC. FORM ADV2 FEBRUARY 1, 2025 (2/6/2025)

Regulatory assets under management

Total Number of Accounts	339
AUM (Assets Under Management)	$ 209,336,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William F. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Franklin Moore JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOS CAPITAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MOS CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/1993

Series 63

Date: 5/11/1989

Series 7

Date: 4/15/1989

Current Firm

MOS CAPITAL, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOS CAPITAL, INC.

TRUST BUT VERIFY

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