Ellwood L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellwood Leroy Jones was a registered financial professional .
Ellwood is a previously registered financial professional and started their career in finance in 1989. Ellwood had worked at 3 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2010 - March 1, 2021
CAPITAL WEALTH PLANNERS, LLC
March 26, 1998 - March 31, 2011
KESTRA INVESTMENT SERVICES, LLC
December 2, 1997 - March 31, 2011
KESTRA INVESTMENT SERVICES, LLC
May 30, 1989 - December 3, 1997
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL WEALTH PLANNERS, LLC
CRD#: 154990 / SEC#: 801-71888
Contact information
Regulatory assets under management
| Total Number of Accounts | 125 |
| AUM (Assets Under Management) | $ 88,609,400 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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