Marte R. Werner

NWK GROUP

San Francisco, CA 94111

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CRD#: 1926371

Professional summary

Marte Robert Werner, AIF® is a registered financial advisor currently at NWK GROUP located in San Francisco, California.

Marte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Marte has worked at 10 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NWK GROUP- RIA-PARTNER-50% OWNERSHIP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marte Robert Werner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 20, 2004 - Present

NWK GROUP

Office #1: 50 California Street Suite 1500, San Francisco, CA 94111Office #2: 155 Montgomery, Suite 1110, San Francisco, CA 94104

RIA

CRD#: 124186

San Francisco, CA

Past

July 13, 2004 - August 11, 2011

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

SAN FRANCISCO, CA

Past

August 16, 2002 - August 3, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN FRANCISCO, CA

Past

March 31, 1997 - September 10, 2002

HOTOVEC, POMERANZ & CO., LLC

CRD#: 41178

SAN FRANCISCO, CA

Past

September 16, 1996 - April 7, 1997

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

October 2, 1995 - September 12, 1996

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

April 5, 1993 - October 2, 1995

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

August 6, 1992 - March 18, 1993

CLEARING SERVICES OF AMERICA, INC.

CRD#: 23623

ST. LOUIS, MO

Past

February 1, 1990 - August 9, 1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

February 1, 1990 - August 9, 1990

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

March 28, 1989 - January 27, 1990

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

March 28, 1989 - January 27, 1990

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWK GROUP

NWK GROUP | NWK GROUP, INC. | NWK GROUP

CRD#: 124186 / SEC#: 801-61649

RIA

Registered Investment Advisory firm - (12/16/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/20/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/28/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NWK GROUP

NWK GROUP | NWK GROUP, INC. | NWK GROUP

CRD#: 124186 / SEC#: 801-61649

RIA

Registered Investment Advisory firm - (12/16/2002 Approved)

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Contact information

Main Address

50 California Street Suite 1500, San Francisco, CA 94111

Mailing Address

Phone number

(415) 248-2700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWK GROUP_PART 2 A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	464
AUM (Assets Under Management)	$ 570,943,172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marte R. Werner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marte Robert Werner's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

HOTOVEC, POMERANZ & CO., LLC

FIRST ALLIED SECURITIES, INC.

ROUND HILL SECURITIES, INC.

DEAM INVESTOR SERVICES, INC.

CLEARING SERVICES OF AMERICA, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

NWK GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/1993

Series 7

Date: 7/28/1994

Series 6

Date: 3/22/1989

Current Firm

NWK GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWK GROUP

TRUST BUT VERIFY

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