Ghassan E. Hashem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ghassan E Hashem, who also goes by Ghassan Emile Elhachem, Ghassan E Hachem, Gus E Hashem, was a registered financial professional .
Ghassan is a previously registered financial professional and started their career in finance in 1993. Ghassan had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2015 - January 22, 2016
VIEWTRADE SECURITIES, INC.
May 4, 2010 - September 13, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
September 4, 2009 - April 9, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 21, 2006 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 18, 2005 - December 15, 2005
KESTRA INVESTMENT SERVICES, LLC
February 13, 2004 - October 14, 2005
THE LEADERS GROUP, INC.
March 1, 1999 - October 21, 2002
COSTA FINANCIAL SECURITIES, INC.
November 11, 1998 - December 31, 2003
THE LEADERS GROUP, INC.
December 4, 1995 - November 12, 1998
UBS FINANCIAL SERVICES INC.
April 6, 1993 - December 11, 1995
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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