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GH

Ghassan E Hashem

CRD# 1924914·Registered 1993 - 2016
Previously Registered: Being a previously registered professional could mean that Ghassan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ghassan E Hashem, who also goes by Ghassan Emile Elhachem, Ghassan E Hachem, Gus E Hashem, was a registered financial advisor. Ghassan was a previously registered financial professional and started their career in finance 1993 - 2016. Ghassan had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ghassan Emile Elhachem, Ghassan E Hachem, Gus E Hashem

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

VIEWTRADE SECURITIES, INC.·CRD# 46987
BD
Boca Raton, FL
September 16, 2015 - January 22, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
New York City, NY
May 4, 2010 - September 13, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Boca Raton, FL
September 4, 2009 - April 9, 2010
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
Los Angeles, CA
February 21, 2006 - September 4, 2009
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Boca Raton, FL
October 18, 2005 - December 15, 2005
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
February 13, 2004 - October 14, 2005
COSTA FINANCIAL SECURITIES, INC.·CRD# 45039
BD
Boca Raton, FL
March 1, 1999 - October 21, 2002
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
November 11, 1998 - December 31, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 4, 1995 - November 12, 1998
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
April 6, 1993 - December 11, 1995

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Current Firm

VS
VIEWTRADE SECURITIES, INC.

VIEWTRADE SECURITIES LLC | VIEWTRADE SECURITIES, INC.

CRD#: 46987 / SEC#: 8-51605
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433

Mailing Address

7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433

Phone Number

(561) 620-0306

Established

Delaware since 03/17/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VIEWTRADE HOLDING CORPORATIONSHAREHOLDER—
DEIHL, MEGAN KOCZAKCHIEF FINANCIAL OFFICER2895988
FORD, MARK ALANCHIEF COMPLIANCE OFFICER1913958
PINHEIRO, DESIREE LEECHIEF OPERATIONS OFFICER4444808
ROSEN, STEVEN ALLENSROP1428637
STCLAIR, JAMES JOSEPH JRPRESIDENT1550599

Disclosures

Regulatory Event

18

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Apr 1996About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GH
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