Stanley W. Holtz
Professional summary
Stanley William Holtz, who also goes by Stanley Holtz, is a registered financial professional currently at DC ADVISORY located in Chicago, Illinois.
Stanley is registered as a RR (Registered Representative) and started their career in finance in 1994. Stanley has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stanley William Holtz's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2023 - Present
DC ADVISORY
Office #1: 225 W. Wacker Drive Suite 1750, Chicago, IL 60606June 4, 2018 - April 10, 2023
TRUIST SECURITIES, INC.
March 9, 2009 - April 11, 2018
MOELIS & COMPANY LLC
January 5, 2005 - February 17, 2009
BANC OF AMERICA SECURITIES LLC
June 8, 2001 - August 25, 2004
UBS SECURITIES LLC
November 3, 2000 - April 5, 2001
CREDIT SUISSE SECURITIES (USA) LLC
December 8, 1994 - April 6, 2001
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2023)
(8/18/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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