George S. Mckenna

FMSBONDS

Whippany, NJ 07981

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CRD#: 1924262

Professional summary

George Stephen Mckenna JR, who also goes by George Stephen Mckenna, is a registered financial professional currently at FMSBONDS, INC. located in Whippany, New Jersey.

George is registered as a RR (Registered Representative) and started their career in finance in 1989. George has worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

George Stephen Mckenna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Stephen Mckenna JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2016 - Present

FMSBONDS, INC.

Office #1: 110 South Jefferson Road 1st Floor, Whippany, NJ 07981

CRD#: 7793

Whippany, NJ

Past

June 30, 2010 - April 14, 2016

STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670

JERSEY CITY, NJ

Past

March 31, 2009 - July 1, 2010

GMS GROUP

CRD#: 8000

LIVINGSTON, NJ

Past

January 6, 2001 - November 13, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

November 9, 1998 - July 26, 1999

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

September 29, 1997 - November 9, 1998

KEY CAPITAL MARKETS, INC.

CRD#: 39832

CLEVELAND, OH

Past

June 20, 1989 - November 21, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/29/2016)

Connecticut
(8/30/2016)

Delaware
(9/19/2016)

Florida
(9/6/2016)

Massachusetts
(8/31/2016)

Minnesota
(9/7/2016)

New Jersey
(8/30/2016)

New York
(9/1/2016)

Pennsylvania
(8/30/2016)

Exams

State Security Law Exam

Series 63

Date: 8/10/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/29/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/17/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FMSBONDS, INC.

CRD#: 7793 / SEC#: , 8-23280

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4775 Technology Way, Boca Raton, FL 33431

Mailing Address

4775 Technology Way, Boca Raton, FL 33431

Phone number

(800) 741-1103

Established

Florida since 08/11/1978

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FEINSILVER, PAUL	CHAIRMAN OF THE BOARD	500389
KLOTZ, JAMES ARNOLD	PRESIDENT	500438
GUERRISE, MATTHEW ANTHONY	CHIEF COMPLIANCE OFFICER	2673770
PARKER, ANNE MICHELLE	SROP AND CROP	2226034
SELIGSOHN, MICHAEL STEVEN	CHIEF OPERATIONS OFFICER, VICE PRESIDENT	2189850
SWINARSKI, THEODORE ANTHONY	SENIOR VICE PRESIDENT - TRADING SUPERVISOR	1584451

Disclosures

Regulatory Event	11
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George S. Mckenna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Stephen Mckenna JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOCKCROSS FINANCIAL SERVICES, INC.

GMS GROUP

RBC CAPITAL MARKETS, LLC

KEYBANC CAPITAL MARKETS INC.

KEY CAPITAL MARKETS, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/2009

SIE

Date: 10/1/2018

Series 55

Date: 1/29/2001

Series 7

Date: 6/17/1989

FINRA

Current Firm

FMSBONDS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FMSBONDS, INC.

TRUST BUT VERIFY

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