Terrence J. Lynch
Professional summary
Terrence Joseph Lynch, who also goes by Terry Lynch, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Alpharetta, Georgia.
Terrence is registered as a RR (Registered Representative) and started their career in finance in 1989. Terrence has worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrence Joseph Lynch's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2017 - Present
PAULSON INVESTMENT COMPANY LLC
Office #2: 40 Wall Street 39th Floor, New York, NY 10005November 4, 2013 - April 13, 2016
PIPER SANDLER & CO.
May 30, 2007 - October 2, 2013
TRUIST SECURITIES, INC.
April 18, 2005 - May 30, 2007
MORGAN KEEGAN & COMPANY, LLC
July 26, 2004 - April 13, 2005
BLUEFIN RESEARCH PARTNERS, INC.
August 28, 2003 - April 2, 2004
BLAYLOCK & COMPANY, INC.
August 31, 2000 - May 9, 2003
DEUTSCHE BANK SECURITIES INC.
August 3, 1998 - July 19, 2000
UBS FINANCIAL SERVICES INC.
April 22, 1998 - June 22, 1998
COMMERZ MARKETS LLC
October 16, 1997 - February 2, 1998
NATWEST SECURITIES CORPORATION
July 5, 1996 - August 2, 1996
FIFTH THIRD/MAXUS SECURITIES INC
May 20, 1994 - March 25, 1996
ROULSTON RESEARCH CORP.
November 15, 1993 - April 30, 1994
NATIONAL CITY INVESTMENTS CORPORATION
December 2, 1992 - July 19, 1993
SANWA UNIVERSAL SECURITIES CO., LLC
October 28, 1992 - July 19, 1993
SANWA SECURITIES (USA) CO., L.P.
November 5, 1990 - September 6, 1991
IDS LIFE INSURANCE COMPANY
November 5, 1990 - September 6, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
June 6, 1989 - December 19, 1989
CARNEGIE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2019)
(9/12/2017)
(9/27/2017)
(9/27/2017)
(1/23/2019)
(9/12/2017)
(9/12/2017)
(12/23/2017)
(2/26/2019)
(6/2/2023)
(9/9/2020)
(10/18/2017)
(9/12/2017)
(2/4/2019)
(12/12/2018)
(3/12/2019)
(11/8/2017)
(9/12/2017)
(11/26/2018)
(2/17/2025)
(12/26/2017)
(1/19/2025)
(8/21/2025)
(11/26/2018)
(9/27/2017)
(9/27/2017)
(1/24/2019)
(6/19/2018)
Exams
FINRA
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
