William W. Lewis

ELEVATION

Englewood Cliffs, NJ 07632

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CRD#: 1923773

Professional summary

William Weaver Lewis III, who also goes by William Weaver Lewis, William W Lewis, is a registered financial professional currently at ELEVATION, LLC located in Englewood Cliffs, New Jersey.

William is registered as a RR (Registered Representative) and started their career in finance in 1989. William has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Weaver Lewis | William W Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Weaver Lewis III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2021 - Present

ELEVATION, LLC

Office #1: 560 Sylvan Avenue Suite 3050, Englewood Cliffs, NJ 07632

CRD#: 140341

Englewood Cliffs, NJ

Past

September 18, 2019 - June 4, 2021

STONEX FINANCIAL INC.

CRD#: 45993

NEW YORK, NY

Past

January 19, 2010 - June 19, 2019

BTIG, LLC

CRD#: 122225

New York, NY

Past

January 4, 2010 - January 4, 2010

BTIG, LLC

CRD#: 122225

NEW YORK, NY

Past

September 9, 2002 - June 17, 2009

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

February 24, 1989 - September 9, 2002

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(6/3/2021)

New York
(6/3/2021)

North Carolina
(6/3/2021)

Exams

State Security Law Exam

Series 63

Date: 4/11/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/8/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/20/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ELEVATION, LLC

ELEVATION SECURITIES | ELEVATION, LLC

CRD#: 140341 / SEC#: , 8-67306

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

Mailing Address

6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

Phone number

(704) 926-1100

Established

North Carolina since 12/27/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SHEEHAN, PATRICK JAMES	MANAGING MEMBER	2053134
SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUST	PASSIVE INVESTOR
BARTON ASSET MANAGEMENT, LLC	PASSIVE INVESTOR
CARTER III, WARREN SMOOT	PARTNER	6751824
HARRIS, MATTHEW CARTER	TRUSTEE	6178227
LUCAS, CLAIRE TOURNE	PASSIVE INVESTOR
LUCAS, HAINES DEMAREST	PASSIVE INVESTOR
LUCAS, JOSIAH CHARLES TRENT	TRUSTEE	6178218
PEAK6 INVESTMENTS, L.P.	PASSIVE INVESTOR
PETERSON, KELSEY CARL III	REGISTERED OPTIONS PRINCIPAL	6684459
SHEEHAN, JOHN MICHAEL BYRNE	PARTNER, CEO	2272269
SILVER, SCOTT MICHAEL	CHIEF COMPLIANCE OFFICER - CCO	2290261

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William W. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Weaver Lewis III's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX FINANCIAL INC.

BTIG, LLC

BTIG, LLC

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/11/1989

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/8/1998

Series 7

Date: 2/11/1989

Series 24

Date: 4/20/1998

FINRA

Current Firm

ELEVATION, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ELEVATION, LLC

TRUST BUT VERIFY

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