John P. Rouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Philip Rouse was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2014 - February 3, 2015
MERCER GLOBAL ADVISORS INC.
August 1, 2013 - September 30, 2014
CABANA ADVISORS, LLC
December 5, 2011 - June 4, 2012
ASPEN RIVER SECURITIES, LLC
January 4, 2007 - May 13, 2010
FORESIDE FUNDS DISTRIBUTORS LLC
January 2, 2002 - December 31, 2006
STERLING CAPITAL DISTRIBUTORS, LLC
October 5, 1999 - January 2, 2002
FORESIDE FUNDS DISTRIBUTORS LLC
August 3, 1998 - August 19, 1999
SENTINEL FINANCIAL SERVICES COMPANY
June 27, 1996 - May 21, 1997
BA INVESTMENT SERVICES, INC.
November 22, 1995 - June 3, 1996
LOMBARD SECURITIES INCORPORATED
April 21, 1995 - December 18, 1995
HARRIS SECURITIES, INC.
November 16, 1994 - March 31, 1995
PRINCIPAL FINANCIAL SECURITIES,INC.
October 29, 1992 - November 23, 1994
DOMINION CAPITAL CORPORATION
March 23, 1990 - November 6, 1990
INVESTAMERICA FINANCIAL SERVICES CORPORATION
May 5, 1989 - February 15, 1990
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
