Jean Reinemund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Reinemund, who also goes by Jean E Murphy, Jean Elizabeth Murphy, Jeannie Murphy, Jean E. Reinemund, Jean Elizabeth Reinemund, Jeannie Reinemund, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1989. Jean had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2022 - April 4, 2023
CHARLES SCHWAB & CO., INC.
January 18, 2022 - April 4, 2023
CHARLES SCHWAB & CO., INC.
August 16, 2019 - May 15, 2020
USAA INVESTMENT SERVICES COMPANY
January 8, 2018 - May 15, 2020
USAA INVESTMENT SERVICES COMPANY
May 5, 2011 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
January 24, 2011 - May 11, 2020
USAA FINANCIAL ADVISORS, INC.
September 19, 2008 - January 4, 2011
FROST BROKERAGE SERVICES, INC.
May 14, 2007 - July 5, 2007
USAA FINANCIAL ADVISORS, INC.
May 3, 2007 - July 5, 2007
USAA FINANCIAL PLANNING SERVICES
January 2, 2004 - May 24, 2005
USAA FINANCIAL ADVISORS, INC.
February 10, 2003 - May 24, 2005
USAA FINANCIAL PLANNING SERVICES
September 25, 1997 - December 31, 2003
USAA INVESTMENT SERVICES COMPANY
June 5, 1989 - February 26, 1997
USAA INVESTMENT SERVICES COMPANY
Primary Firm SEC Registration
CHARLES SCHWAB & CO., INC.
CRD#: 5393 / SEC#: 801-29938, 8-16514
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHARLES SCHWAB & CO., INC.
CRD#: 5393 / SEC#: 801-29938, 8-16514
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWAB HOLDINGS, INC. | 100% OWNER | |
| BEATTY, JONATHAN SCOTT | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | 2429276 |
| CRAIG, JONATHAN M | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | 4144656 |
| HATHI, NEESHA K | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | 2648997 |
| HOWARD, DENNIS WILLARD | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | 6403083 |
| NICHOLS, CHARLES | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | 4811434 |
| STARR, JEFFREY HAROLD | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | 4700461 |
| VERDESCHI, MICHAEL DANIEL | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 4570777 |
Disclosures
| Regulatory Event | 58 |
| Civil Event | 3 |
| Arbitration | 248 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/24/2025 | ||
| 01/19/2024 | ||
| 04/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
