RF
Russell M. Fiske
A.G.P. / ALLIANCE GLOBAL PARTNERS
Ridgewood, NJ 07450
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CRD#: 1923202
RF
Russell Marc FiskeA.G.P. / ALLIANCE GLOBAL PARTNERS
Professional summary
Russell Marc Fiske, who also goes by Russell M Fiske, is a registered financial professional currently at A.G.P. / ALLIANCE GLOBAL PARTNERS located in Ridgewood, New Jersey.
Russell is registered as a RR (Registered Representative) and started their career in finance in 1989. Russell has worked at 11 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Aliases
Russell M Fiske
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Russell Marc Fiske's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2026 - Present
A.G.P. / ALLIANCE GLOBAL PARTNERS
Office #1: 44 Franklin Ave Suite 1, Ridgewood, NJ 07450RIA
BD
CRD#: 8361
Ridgewood, NJ
Past
July 22, 2022 - June 29, 2026
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
RIDGEWOOD, NJ
Past
June 2, 2020 - June 29, 2026
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
RIDGEWOOD, NJ
Past
May 4, 2020 - July 22, 2022
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
RIDGEWOOD, NJ
Past
October 16, 2017 - June 2, 2020
MAXIM FINANCIAL ADVISORS LLC
RIA
CRD#: 139366
NEW YORK, NY
Past
July 15, 2016 - June 2, 2020
MAXIM GROUP LLC
BD
CRD#: 120708
NEW YORK, NY
Past
March 28, 2016 - August 10, 2016
JOSEPH GUNNAR & CO. LLC
RIA
CRD#: 24795
NEW YORK, NY
Past
March 13, 2009 - June 19, 2015
JOSEPH GUNNAR & CO. LLC
RIA
CRD#: 24795
NEW YORK, NY
Past
March 13, 2009 - August 10, 2016
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
NEW YORK, NY
Past
April 4, 2007 - March 17, 2009
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
NEW YORK, NY
Past
January 2, 2002 - March 17, 2009
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
March 15, 1990 - January 2, 2002
PRIME CHARTER LTD.
BD
CRD#: 25668
NEW YORK, NY
Past
May 16, 1989 - March 26, 1990
SCHRODER & CO. INC.
BD
CRD#: 6112
NEW YORK, NY
Past
April 18, 1989 - May 30, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
A.G.P. / ALLIANCE GLOBAL PARTNERS
A.G.P / ALLIANCE GLOBAL PARTNERS | VAN PELT & COMPANY | THE A.I.D. GROUP | SHILLIN WEALTH MANAGEMENT | SES GROUP | PINZKER & ASSOCIATES | NTS BEARING | LUNDBLADE FINANCIAL GROUP | LOWELL NEWMAN | KS CAPITAL MANAGEMENT, INC | INTUIT WEALTH MANAGEMENT | EURO PACIFIC CAPITAL, INC. | EPC ADVISORS GROUP, A DIV. OF A.G.P. / ALLIANCE GLOBAL PARTNERS | EPC ADVISORS GROUP | BOATMAN FINANCIAL MANAGEMENT, PLLC | ALLIANCE GLOBAL PLANNING | AGP FINANCIAL DISTRICT | ABC WEALTH MANAGEMENT | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | A.G.P. / ALLIANCE GLOBAL PARTNERS OF THE LOWCOUNTRY | A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. | A.G.P. / ALLIANCE GLOBAL PARTNERS | A.G.P. / ALLIANCE GLOBAL | A.G.P.
CRD#: 8361 / SEC#: 801-70276, 8-25132
RIA
Registered Investment Advisory firm - SEC (6/15/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/9/2026)
RR
California(6/4/2026)
RR
Connecticut(6/4/2026)
RR
District of Columbia(7/8/2026)
RR
Florida(6/4/2026)
RR
Maryland(6/4/2026)
RR
Nevada(6/4/2026)
RR
New Jersey(6/4/2026)
RR
New York(6/4/2026)
RR
Pennsylvania(6/4/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
A.G.P. / ALLIANCE GLOBAL PARTNERS
A.G.P / ALLIANCE GLOBAL PARTNERS | VAN PELT & COMPANY | THE A.I.D. GROUP | SHILLIN WEALTH MANAGEMENT | SES GROUP | PINZKER & ASSOCIATES | NTS BEARING | LUNDBLADE FINANCIAL GROUP | LOWELL NEWMAN | KS CAPITAL MANAGEMENT, INC | INTUIT WEALTH MANAGEMENT | EURO PACIFIC CAPITAL, INC. | EPC ADVISORS GROUP, A DIV. OF A.G.P. / ALLIANCE GLOBAL PARTNERS | EPC ADVISORS GROUP | BOATMAN FINANCIAL MANAGEMENT, PLLC | ALLIANCE GLOBAL PLANNING | AGP FINANCIAL DISTRICT | ABC WEALTH MANAGEMENT | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | A.G.P. / ALLIANCE GLOBAL PARTNERS OF THE LOWCOUNTRY | A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. | A.G.P. / ALLIANCE GLOBAL PARTNERS | A.G.P. / ALLIANCE GLOBAL | A.G.P.
CRD#: 8361 / SEC#: 801-70276, 8-25132
RIA
Registered Investment Advisory firm - SEC (6/15/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
88 Post Road West 2nd Floor, Westport, CT 06880
Mailing Address
88 Post Road West 2nd Floor, Westport, CT 06880
Phone number
(203) 662-9700
Established
New York since 07/06/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Medium
# of Employees
320
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCE GLOBAL HOLDINGS, INC. | HOLDING COMPANY | |
| GAMBARDELLA, RAFFAELE | COO/CHIEF RISK OFFICER | 2448073 |
| HIGGINS, THOMAS JOSEPH | PRINCIPAL OPERATIONS OFFICER | 1477505 |
| KLEIN, CRAIG ERIN | CFO, PRINCIPAL FINANCIAL OFFICER | 3253836 |
| LAURIELLO, ANTHONY JOSEPH | MUNICIPAL SECURITIES PRINCIPAL | 1086881 |
| MICHALS, PHILLIP WILLIAM | CHIEF EXECUTIVE OFFICER | 2414124 |
| VENEZIA, JOHN JOSEPH | CHIEF COMPLIANCE OFFICER - BROKER DEALER, RIA | 2737135 |
Regulatory assets under management
| Total Number of Accounts | 6,959 |
| AUM (Assets Under Management) | $ 2,300,125,872 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
