Charles M. Deuth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Milton Deuth was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1989. Charles had worked at 11 firms and has passed the Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2004 - January 18, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
December 21, 2000 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
August 3, 2000 - January 3, 2001
ING FUNDS DISTRIBUTOR, INC.
October 14, 1999 - October 16, 2000
DIRECTED SERVICES LLC
May 22, 1997 - December 31, 1998
INVESTORS BROKERAGE SERVICES, INC.
March 30, 1992 - October 12, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
April 12, 1991 - March 19, 1992
MONARCH SECURITIES, INC.
February 26, 1991 - June 4, 1991
MONARCH FINANCIAL SERVICES, INC.
November 30, 1989 - December 31, 1990
ABI SECURITIES, INC.
November 19, 1989 - February 28, 1990
OSAIC WEALTH, INC.
February 14, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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