David A. Leland

WESTHAMPTON CAPITAL

WINSTON-SALEM, NC 27104

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CRD#: 1922266

Professional summary

David Arthur Leland is a registered financial advisor currently at WESTHAMPTON CAPITAL located in Winston-salem, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. David has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Arthur Leland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2009 - Present

WESTHAMPTON CAPITAL

Office #1: 2150 Country Club Rd., Ste. 250, Winston-salem, NC 27104

RIA

CRD#: 119176

WINSTON-SALEM, NC

Past

August 31, 2004 - October 11, 2007

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

CHARLOTTE, NC

Past

September 25, 2001 - August 31, 2004

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

June 16, 1997 - February 22, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

January 3, 1997 - May 20, 1997

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 1, 1996 - December 31, 1996

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 13, 1989 - January 16, 1996

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTHAMPTON CAPITAL

WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073

RIA

Registered Investment Advisory firm - (7/16/2014 Approved)

Indiana

Registered Investment Advisory firm - (7/17/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (7/17/2014 Terminated)

Virginia

Registered Investment Advisory firm - (7/17/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/18/2013)

IAR

North Carolina
(10/6/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/10/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/1989

General Securities Principal Examination

Current Firm

WESTHAMPTON CAPITAL

WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073

RIA

Registered Investment Advisory firm - (7/16/2014 Approved)

Indiana

Registered Investment Advisory firm - (7/17/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (7/17/2014 Terminated)

Virginia

Registered Investment Advisory firm - (7/17/2014 Terminated)

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Contact information

Main Address

2150 Country Club Rd Suite 250, Winston-salem, NC 27104

Mailing Address

Phone number

(336) 725-5579

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTHAMPTON CAPITAL_BROCHURE_AVA_2025-PRESS (1/6/2026)

Regulatory assets under management

Total Number of Accounts	256
AUM (Assets Under Management)	$ 238,519,094

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Leland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Arthur Leland's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE CONCORD EQUITY GROUP, LLC

FIRST MONTAUK SECURITIES CORP.

FIRST UNION BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

WESTHAMPTON CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2006

Series 63

Date: 4/11/1991

Series 7

Date: 5/20/1989

Series 6

Date: 3/10/1989

Series 24

Date: 7/3/1989

Current Firm

WESTHAMPTON CAPITAL

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTHAMPTON CAPITAL

TRUST BUT VERIFY

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