Ben A. Lupo
Professional summary
Ben Anthony Lupo is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Ben is registered as a RR (Registered Representative) and started their career in finance in 1989. Ben has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ben Anthony Lupo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2023 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281Office #2: 200 Vesey Street 5th Floor, New York, NY 10281December 17, 2008 - June 18, 2014
BLOOMBERG TRADEBOOK LLC
August 8, 1997 - December 5, 2008
CITIGROUP GLOBAL MARKETS INC.
February 16, 1993 - September 23, 1997
WESTMINSTER RESEARCH ASSOCIATES LLC
February 14, 1989 - February 12, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/8/2023
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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