Craig F. Johnson
Professional summary
Craig Francis Johnson, who also goes by Craig F Johnson, is a registered financial professional currently at UMERGENCE LLC located in Plantsville, Connecticut.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1989. Craig has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Francis Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2021 - Present
UMERGENCE LLC
Office #1: 1006 S. Main St., Plantsville, CT 06479February 22, 2019 - November 13, 2019
GUZMAN & COMPANY
May 13, 2002 - July 7, 2006
BNP PARIBAS SECURITIES CORP.
October 10, 1997 - May 15, 2002
COWEN AND COMPANY
July 29, 1994 - July 1, 1997
SECURITIES AMERICA, INC.
April 15, 1993 - August 4, 1994
PRIME CAPITAL SERVICES, INC.
May 22, 1989 - February 27, 1992
SIGNATOR INVESTORS, INC.
May 22, 1989 - May 11, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2021)
(10/14/2021)
Exams
Series 7TO
Date: 2/22/2019
General Securities Representative ExaminationFINRA
Current Firm
UMERGENCE LLC
CRD#: 284368 / SEC#: , 8-69801
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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